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1
.
SUPPLEMENTAL IN OPPOSITION TO MOTION TO DISMISS
|
EXTRACTED KEY WORDS
COURT DEFENDANTS OPPOSITION EXHIBIT SAN PLEADING ALLEGE RECKLESSNESS BINDER CCH SCIENTER FACTS LLP SAN DIEGO SAN FRANCISCO COMPLAINT STANDARD SECURITIES MOTION ALLEGATIONS PSLRA COTCHETT PITRE DISTRICT CALIFORNIA OAK DEFENDANTS DISMISS SCHLAGEL INFERENCE |
MILBERG WEISS BERSHAD HYNES & LERACH LLP ALAN SCHULMAN (128661) MARK SOLOMON (151949) ARTHUR C. LEAHY (149135) KAREN L. THOMAS (149536) 600 West Broadway, Suite 1800 San Diego, CA 92101 Telephone: 619/231-1058 - and - KAREN T. ROGERS (185465) 355 South Grand Avenue Suite 4170 Los Angeles, CA 90071 Telephone: 213/617-9007 - and - KIMBERLY C. EPSTEIN (169012) 222 Kearny Street, 10th Floor San Francisco, CA 94108 Telephone: 415/288-4545 GOLD BENNETT & CERA LLP PAUL F. BENNETT (63318)SNIPPETS: |
|
2
.
SUPP SUBMISSION OF AUTHORITY IN OPPOSITION TO MOTION TO DISMISS
|
EXTRACTED KEY WORDS
PLAINTIFFS COURT LERACH LLP UNITED STATES SECURITIES LITIGATION OPPOSITION UNIFORM STANDARDS UNIFORM STANDARDS ACT CIR BENNETT COTCHETT PITRE CALIFORNIA AUTHORITY DECLARE MILBERG WEISS BERSHAD HYNES MARK SOLOMON NORTHERN DISTRICT SUPPLEMENTAL SUBMISSION DEFENDANTS MOTION DISMISS PLAINTIFFS SECOND AMENDED COMPLAINT PRESIDENT HERETO EXHIBIT SUPPLEMENTAL MEMORANDUM AMICUS |
MILBERG WEISS BERSHAD HYNES & LERACH LLP ALAN SCHULMAN (128661) MARK SOLOMON (151949) ARTHUR C. LEAHY (149135) KAREN L. THOMAS (149536) JOHN D. BANDIERA (171074) 600 West Broadway, Suite 1800 San Diego, CA 92101 Telephone: 619/231-1058 - and - KAREN T. ROGERS (185465) 355 South Grand Avenue Suite 4170 Los Angeles, CA 90071 Telephone: 213/617-9007 - and - KIMBERLY C. EPSTEIN (169012) 222 Kearny Street, 10th Floor San Francisco, CA 94108 Telephone: 415/288-4545 GOLD BENNETT & CERA LLPSNIPPETS: |
|
3
.
MEMO IN OPPOSITION TO THE MOTION TO DISMISS
|
EXTRACTED KEY WORDS
PLAINTIFFS SECURITIES MOTION STOCK SAN FRANCISCO DISMISS ANALYST REPORTS HSU DEFENDANTS HAMBRECHT COMPLAINT CIR MARKET BUSINESS SCHEME MISLEADING COMPLAINT ALLEGES LERACH LLP CO-LEAD COUNSEL DISSEMINATING PARTICIPATION PLAINTIFFS PLEAD ALLEGATIONS OPPOSITION GOLD BENNETT COTCHETT PITRE OAK TECHNOLOGY STOCK SALES |
Plaintiffs' Memorandum in Opposition to the Motion to Dismiss of
Hambrecht & Quist
MILBERG WEISS BERSHAD
HYNES & LERACH LLP
ALAN SCHULMAN (128661)
MARK SOLOMON (151949)
ARTHUR C. LEAHY (149135)
600 West Broadway, Suite 1800
San Diego, CA 92101
Telephone: 619/231-1058
- and -
KIMBERLY C. EPSTEIN (169012)
222 Kearny Street, 10th Floor
San Francisco, CA 94108
Telephone: 415/288-4545
GOLD BENNETT & CERA LLP
PAUL F. BENNETT (63318)
GEORGE S. TREVOR (127875)
RENA PEDROZA (181889)
595 Market Street, Suite 2300
San Francisco, CA 94105
Telephone: 415/777-2230
COTCHETT & PITRE
JOSEPH W. COTCHETT (36324)
FRANK M. PITRE (100077)
STEVEN C. KELLER (94102)
San Francisco Airport
Office Center
840 Malcolm Road, Suite 200
Burlingame, CA 94010
Telephone: 415/697-6000
Co-Lead Counsel for Plaintiffs
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
SNIPPETS:
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4
.
MEMO IN OPPOSITION TO THE MOTION
|
EXTRACTED KEY WORDS
ANALYST REPORTS UNITED STATES MARKET COURT DISSEMINATION CIR OAK STOCK PLEAD HSU MOTION DISMISS DEFENDANTS SAN DIEGO SAFE HARBOR FACTS SECURITIES LIABILITY COMPLAINT HAMBRECHT CLASS PERIOD CALIFORNIA MISLEADING STATEMENTS INFERENCE ALLEGATIONS COMPLAINT ALLEGES ADVERSE FACTS DIRECTORS RETROACTIVITY |
MILBERG WEISS BERSHAD
HYNES & LERACH LLP
ALAN SCHULMAN (128661)
MARK SOLOMON (151949)
ARTHUR C. LEAHY (149135)
600 West Broadway, Suite 1800
San Diego, CA 92101
Telephone: 619/231-1058
- and -
KIMBERLY C. EPSTEIN (169012)
222 Kearny Street, 10th Floor
San Francisco, CA 94108
Telephone: 415/288-4545
GOLD BENNETT & CERA LLP
PAUL F. BENNETT (63318)
GEORGE S. TREVOR (127875)
RENA PEDROZA (181889)
595 Market Street, Suite 2300
San Francisco, CA 94105
Telephone: 415/777-2230
COTCHETT & PITRE
JOSEPH W. COTCHETT (36324)
FRANK M. PITRE (100077)
STEVEN C. KELLER (94102)
San Francisco Airport
Office Center
840 Malcolm Road, Suite 200
Burlingame, CA 94010
Telephone: 415/697-6000
Co-Lead Counsel for Plaintiffs
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
In re OAK TECHNOLOGY, INC. Master File No.
SECURITIES LITIGATION C-96-20552-SW(PVT)
SNIPPETS:
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5
.
LITIGANTS B
|
EXTRACTED KEY WORDS
DISTRICT HANMORE AKA HANTECH NORTHERN DISTRICT CALIFORNIA SAN JOSE OAK TECHNOLOGY DAVID TSANG TANIGUCHI ABEL DONALD BRYSON SIDNEY FAULKNER WEN-CHANG TA-LIN HSU MOU HSIN YANG RICHARD BLACK KENJI FUJIMOTO INVESTMENT COMPANY TAIWAN HAMBRECHT |
5:96cv20685 Raskin v. Oak Technology Inc, et al
CONSOL
U.S. District Court
U.S. District for the Northern District of California (San Jose)
MICHAEL RASKIN, on behalf of Jeffrey F. Keller
himself and all others [COR LD NTC]
similarly situated, Jeffrey F. Keller Law Offices
Plaintiff 221 Main St Ste 1300
San Francisco, CA 94105
415-543-1305
v.
OAK TECHNOLOGY INC
defendant
DAVID D. TSANG
defendant
BEN T. TANIGUCHI
defendant
ABEL LO
defendant
DONALD BRYSON
defendant
SIDNEY FAULKNER
defendant
WEN-CHANG KO
SNIPPETS:
|
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6
.
LITIGANTS A
|
EXTRACTED KEY WORDS
NTC DEFENDANT SARA BRODY DEFENDANT DISTRICT SAN BRUNO OAK TECHNOLOGY NORTHERN DISTRICT CALIFORNIA SAN JOSE SIDNEY FAULKNER SARA KENJI FUJIMOTO SARA RICHARD KING SARA TIMOTHY TOMLINSON SARA HAMBRECHT QUIST DARRYL RAINS DEFENDANT MADISON-RAMSEY MORRISON FOERSTER LLP SAN FRANCISCO |
5:96cv20552 Bruno v. Oak Technology Inc, et al
CONSOL
U.S. District Court
U.S. District for the Northern District of California (San Jose)
CARLO BRUNO, on behalf of Mark Solomon
himself and all others [COR LD NTC]
similarly sistuated Milberg Weiss Bershad Hynes &
Plaintiff Lerach LLP
600 W Broadway Ste 1800
One America Plaza
San Diego, CA 92101
(619) 231-1058
Steven C. Keller
[COR LD NTC]
Cotchett Pitre & Simon
840 Malcolm Rd Ste 200
Burlingame, CA 94010
(415) 697-6000
George S. Trevor
[COR LD NTC]
Gold Bennett & Cerra LLP
595 Market St Ste 2300
San Francisco, CA 94105-2835
(415) 777-2230
v.
OAK TECHNOLOGY INC Sara B. Brody
defendant [COR LD NTC]
Brobeck Phleger & Harrison LLP
One Market Plaza
Spear St Tower
San Francisco, CA 94105
(415) 442-0900
DAVID D. TSANG Sara B. Brody
defendant (See above)
[COR LD NTC]
SNIPPETS:
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7
.
DECLARATION OF KIMBERLY C EPSTEIN IN OPPOSITION MOTION
|
EXTRACTED KEY WORDS
SAN FRANCISCO CALIFORNIA EPSTEIN PLAINTIFFS SUPPORT OPPOSITION HAMBRECHT MOTION DISMISS LERACH LLP LAW EXHIBIT UNITED STATES THEREOF MILBERG WEISS BERSHAD HYNES BENNETT COTCHETT PITRE COUNSEL PRACTICE PENALTY PERJURY FOREGOING AGE PARTY BUSINESS KEARNY STREET FLOOR |
Declaration of Kimberly C. Epstein in Support of Plaintiffs' Opposition to
Hambrecht & Quist's Motion to Dismiss
MILBERG WEISS BERSHAD
HYNES & LERACH LLP
ALAN SCHULMAN (128661)
MARK SOLOMON (151949)
ARTHUR C. LEAHY (149135)
600 West Broadway, Suite 1800
San Diego, CA 92101
Telephone: 619/231-1058
- and -
KIMBERLY C. EPSTEIN (169012)
222 Kearny Street, 10th Floor
San Francisco, CA 94108
Telephone: 415/288-4545
GOLD BENNETT & CERA LLP
PAUL F. BENNETT (63318)
GEORGE S. TREVOR (127875)
RENA PEDROZA (181889)
595 Market Street, Suite 2300
San Francisco, CA 94105
Telephone: 415/777-2230
COTCHETT & PITRE
JOSEPH W. COTCHETT (36324)
FRANK M. PITRE (100077)
STEVEN C. KELLER (94102)
San Francisco Airport
Office Center
840 Malcolm Road, Suite 200
Burlingame, CA 94010
Telephone: 415/697-6000
Co-Lead Counsel for Plaintiffs
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
SNIPPETS:
|
|
8
.
REPLY MEMO IN SUPPORT OF MOTION TO DISMISS
|
EXTRACTED KEY WORDS
ANALYST REPORTS OAK ALLEGATIONS FACTS SHOWING ALLEGE REASONABLE BASIS SECURITIES ANALYSTS COURT FAIL DEFENDANTS CONTEMPORANEOUS FACTS HAMBRECHT TRADING ALLEGATIONS DIRECTORS INSIDER TRADING PLAINTIFFS CITE OAK TECHNOLOGY SECURITIES ANALYST OWES PROJECTIONS NON-CUSTOMERS RESEARCH REPORTS PLAINTIFFS CONTEND CCH DISSEMINATING FALSE INFORMATION CALIFORNIA NORTHERN DISTRICT LEGAL BASIS ATTRIBUTING KNOWLEDGE |
DARRYL P. RAINS (NO. 104802)
MARC J. FAGEL (NO. 154425)
APRIL MADISON-RAMSEY (NO. 183556)
MORRISON & FOERSTER LLP
425 Market Street
San Francisco, California 94105-2482
Telephone: (415) 268-7000
Attorneys for Defendant
Hambrecht & Quist LLC
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY | No. CV-96-20552-SW(PVT)
SECURITIES LITIGATION |
|
______________________________________ | HAMBRECHT & QUIST'S REPLY
| MEMORANDUM IN SUPPORT OF
This Document Relates to: All Actions | MOTION TO DISMISS PLAINTIFFS'
| CONSOLIDATED AMENDED
| COMPLAINT
|
| Date: May 21, 1997
| Time: 10:00 a.m.
| Judge: Hon. Spencer M. Williams
|
|
|
______________________________________ |
TABLE OF CONTENTS
TABLE OF AUTHORITIES
INTRODUCTION
I. PLAINTIFFS' ALLEGATION THAT HAMBRECHT & QUIST WAS MISLED BY
OAK TECHNOLOGY PREVENTS THEM FROM STATING A CLAIM AGAINST
H&Q.
II. SECURITIES ANALYSTS OWE NO DUTY TO NON-CUSTOMERS.
SNIPPETS:
|
|
9
.
APPENDIX OF AUTHORITIES IN SUPPORT OF MOTION
|
EXTRACTED KEY WORDS
CCH LITIG CALIFORNIA HAMBRECHT DISTRICT AUTHORITIES LEXIS VALENCE TECH WEST REPORTERS MEMORANDUM SUPPORT MOTION DISMISS PLAINTIFFS CONSOLIDATED AMENDED COMPLAINT ANDERSON CLOW HALLET FUNG BORICK COSTELLO ROSS SYS SILICON GRAPHICS STACK LOBO STRASSMAN FRESH CHOICE WALL DATA WASH XOMA |
DARRYL P. RAINS (NO. 104802)
MARC J. FAGEL (NO. 154425)
APRIL MADISON-RAMSEY (NO. 183556)
MORRISON & FOERSTER LLP
425 Market Street
San Francisco, California 94105-2482
Telephone: (415) 268-7000
Attorneys for Defendant
Hambrecht & Quist LLC
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
SAN JOSE DIVISION
IN RE OAK TECHNOLOGY | No. CV-96-20552-SW(PVT)
SECURITIES LITIGATION |
|
______________________________________ | APPENDIX OF AUTHORITIES CITED
| IN HAMBRECHT & QUIST'S REPLY
This Document Relates to: All Actions | MEMORANDUM IN SUPPORT OF
| MOTION TO DISMISS PLAINTIFFS'
| CONSOLIDATED AMENDED
| COMPLAINT
|
| Date: May 21, 1997
| Time: 10:00 a.m.
| Judge: Hon. Spencer M. Williams
|
|
______________________________________ |
For the Court's convenience, attached to this Appendix are complete and accurate copies
of all authorities (not published in West reporters) cited in Hambrecht & Quist's Reply
Memorandum In Support Of Motion To Dismiss Plaintiffs' Consolidated Amended
Complaint.
CASES
SNIPPETS:
|
|
10
.
CIVIL DOCKET FOR CASE 96-CV-20552
|
EXTRACTED KEY WORDS
PLAINTIFF MOTION DEFENDANT APPOINTMENT COUNSEL CONSOLIDATE COMPLAINT DISMISS JUDGE SPENCER SPENCER WILLIAMS CARLO BRUNO OPPOSITION SENIOR JUDGE DECLARATION MEMORANDUM NOTICE SET AMENDED COMPLAINT ZAND OAK TECHNOLOGY PLAINTIFF KAMBIZ MANAGEMENT RECEIVED PROPOSED ORDER MANAGEMENT CONFERENCE CORNEILLE AUTHORITIES REQUEST MEMBER STIPULATION SUPPORT |
Docket as of April 20, 1998 [retrieved 7/13/98]
Proceedings include all events.
CONSOL
5:96cv20552 Bruno v. Oak Technology Inc, et al
CONSOL
U.S. District Court
U.S. District for the Northern District of California (San Jose)
CIVIL DOCKET FOR CASE #: 96-CV-20552
Bruno v. Oak Technology Inc, et al Filed:
07/09/96
Assigned to: Senior Judge Spencer Williams Jury demand: Both
Referred to: Mag. Judge Patricia V. Trumbull
Demand: $0,000 Nature of Suit: 850
Lead Docket: 96-CV-20552 Jurisdiction: Federal
Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
[Party and Counsel List]
7/9/96 1 COMPLAINT yes Summons(es) issued; Fee status pd entered
on
7/9/96 in the amount of $ 120.00 ( Receipt No.
501121);
jury demand [5:96-cv-20552] (jp) [5:96cv20552]
7/9/96 2 ORDER by Senior Judge Spencer Williams Case Management
Statement is due 11/7/96 ; Case Management Conference
set
for 2:00 11/14/96 and attached Notice and Standing
Order ;
( Date Entered: ) (cc: all counsel) [5:96-cv-20552]
(jp)
[5:96cv20552]
8/16/96 3 WAIVER OF SERVICE by defendant Oak Technology Inc,
defendant David D. Tsang, defendant Ben T. Taniguchi,
defendant Donald Bryson, defendant Sidney Faulkner,
SNIPPETS:
|
|
11
.
MOTION TO DISMISS SECOND CONSOLIDATED COMPLAINT
|
EXTRACTED KEY WORDS
OAK FACTS PLAINTIFFS COURT SECURITIES ALLEGATIONS MARKET COMPL PARTICULARITY SUPP LITIG OMISSIONS TECHNOLOGY FAULKNER TSANG TRANSFER BINDER CCH ALLEGED MISSTATEMENTS PSLRA MOU HSIN YANG KENJI FUJIMOTO CONTROLLER CHIPS SILICON GRAPHICS SECURITIES LAWS COMPETITION CORPORATE MISMANAGEMENT CONCLUSORY INDIVIDUAL OAK DEFENDANTS TRANSACTIONS |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES ) Master File No. C 96-20552 SW (PVT)
LITIGATION ) CLASS ACTION
)
) OAK DEFENDANTS' NOTICE OF
THIS DOCUMENT RELATES TO: ) MOTION AND MOTION TO DISMISS
ALL ACTIONS ) PLAINTIFFS' SECOND
CONSOLIDATED COMPLAINT;
) MEMORANDUM OF POINTS AND
AUTHORITIES
Date: December 10, 1997
Time: 10:00 a.m.
Place: Courtroom of the Honorable
Spencer Williams
TABLE OF CONTENTS
NOTICE OF MOTION
I. PRELIMINARY STATEMENT
SNIPPETS:
|
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12
.
REPLY MEMORANDUM IN SUPPORT OF MOTION TO DISMISS
|
EXTRACTED KEY WORDS
DEFENDANTS OAK REFORM ACT PLAINTIFFS FAIL ALLEGED MISSTATEMENT COURT MARKET SECURITIES SAN FRANCISCO ALLEGATIONS CALIFORNIA PLTFS OPP CIR HARRISON LLP PARTICULARITY SECURITIES FRAUD SPEAR STREET TOWER CONCLUSORY PLEADING STANDARD CD-ROM MEMORANDUM BESPEAKS CAUTION LOSS CAUSATION TRANSFER BINDER CCH PRE-REFORM ACT PURPORTED MISSTATEMENTS RISK DISCLOSURES |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu,
Richard L. King, Wen-Chang Ko,
Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES ) Master File No. C 96-20552 SW (PVT)
LITIGATION ) [filed Nov. 21, 1997]
) Complaint Filed: August 22, 1996
_____________________________________ ) CLASS ACTION
THIS DOCUMENT RELATES TO: )
ALL ACTIONS ) OAK DEFENDANTS' REPLY
_____________________________________ )) MEMORANDUM OF POINTS AND
AUTHORITIES IN SUPPORT OF
MOTION TO DISMISS
PLAINTIFFS' SECOND
CONSOLIDATED COMPLAINT
Date: December 10, 1997
Time: 10:00 a.m.
Place: Courtroom of the
Honorable Spencer
Williams
SNIPPETS:
|
|
13
.
DEFENDANTS REPLY IN SUPPORT OF REQUEST FOR JUDICIAL NOTICE
|
EXTRACTED KEY WORDS
COURT PLAINTIFFS OAK DEFENDANTS OBJECTION STATE BAR REQUEST PUBLIC DISCLOSURE DOCUMENTS SALES DISTRICT COURT PRECLUDE SUPP KRAMER STOCK SUPPORT PLTFS EVID JAKOBE HOLDINGS REVIEWING DEFS TOTAL HOLDINGS INDIRECT PLAINTIFFS CITE LACKS MERIT HEARSAY SECURITIES LAW MOTION DISMISS |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES ) Master File No. C 96-20552 SW (PVT)
LITIGATION ) [filed Nov. 21, 1997]
_____________________________________ )) CLASS ACTION
THIS DOCUMENT RELATES TO: )
ALL ACTIONS ) OAK DEFENDANTS' REPLY IN
_____________________________________ ) SUPPORT OF REQUEST FOR
JUDICIAL NOTICE
Date: December 10, 1997
Time: 10:00 a.m.
Place: Courtroom of the
Honorable Spencer Williams
Plaintiffs object to the Oak Defendants' request that this Court take judicial notice of the
Forms 3 and 4 filed with the Securities and Exchange Commission ("SEC"). Pltfs. Obj. at
1. Plaintiffs' objection runs counter to federal courts' repeated decisions that allow a court
to take judicial notice of documents filed with the SEC, including Forms 3 and 4.
Moreover, the objection should be overruled because neither Fed. R. of Evid. 201 nor
801(c) preclude this Court from taking judicial notice of SEC filings.
SNIPPETS:
|
|
14
.
ERRATA TO MEMO FILED IN SUPPORT OF MOTION TO DISMISS
|
EXTRACTED KEY WORDS
SAN FRANCISCO BROBECK PHLEGER HARRISON LLP OAK BUSINESS OAK DEFENDANTS SPEAR STREET TOWER STATE BAR MEMORANDUM AUTHORITIES DECLARE PRACTICE MARKET RICHARD ERRATA SUPPORT MOTION DISMISS PLAINTIFFS CONSOLIDATED COMPLAINT THEREOF CORRESPONDENCE PICKETT CITY COUNTY AGE PARTY PLACING DELIVERY |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES ) Master File No. C 96-20552 SW (PVT)
LITIGATION ) [filed Oct. 10, 1997]
)
THIS DOCUMENT RELATES TO: ) CLASS ACTION
ALL ACTIONS ) ) ERRATA TO THE OAK
) DEFENDANTS' MEMORANDUM OF
POINTS AND AUTHORITIES AND
APPENDIX FILED IN SUPPORT OF
THEIR MOTION TO DISMISS
PLAINTIFFS' SECOND
CONSOLIDATED COMPLAINT
Date: December 10, 1997
Time: 10:00 a.m.
Place: Courtroom of the Honorable
Spencer Williams
SNIPPETS:
|
|
15
.
CONSOLIDATED SECOND AMENDED COMPLAINT
|
EXTRACTED KEY WORDS
DEFENDANTS MISLEADING PLAINTIFF PRICE MARKET CHIP SHARES TRADING EXECUTIVE COMMITTEE VENTURE CAPITAL DEFENDANTS INDIVIDUAL DEFENDANTS PARTICIPANT SCHEME BUSINESS CLASS PERIOD TECHNOLOGY SECURITIES CD-ROM CONTROLLER EXCHANGE ACT MATERIALLY FALSE BUSINESS PROSPECTS MPEG ALLEGATIONS REPRESENTATIONS CALIFORNIA ILLEGAL SCHEME VIOLATIONS BUSINESS UNIT SIGNIFICANT TECHNICAL PROBLEMS |
[NAMES AND ADDRESSES OF COUNSEL
APPEAR ON SIGNATURE PAGE]
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES Master File No.
LITIGATION C 96-20552 SW (PVT)
___________________________________ [filed Sep. 4, 1997]
THIS DOCUMENT RELATES TO: CLASS ACTION
ALL ACTIONS
CONSOLIDATED SECOND
AMENDED COMPLAINT FOR
VIOLATIONS OF THE
SECURITIES EXCHANGE ACT
OF 1934
___________________________________ JURY TRIAL DEMANDED
TABLE OF CONTENTS
FORMAT
INTRODUCTION
JURISDICTION AND VENUE
INTRADISTRICT ASSIGNMENT
THE PARTIES
PLAINTIFFS
DEFENDANTS
THE OFFICER DEFENDANTS
THE VENTURE CAPITAL DEFENDANTS
DEFENDANTS' PARTICIPATION IN AN ILLEGAL SCHEME
DEFENDANTS' FALSE AND MISLEADING STATEMENTS TO ARTIFICIALLY
SNIPPETS:
|
|
16
.
ORDER
|
EXTRACTED KEY WORDS
PETITIONERS LAW REAL PARTIES SECURITIES CLASS ACTION DIAMOND LITIGATION CALIFORNIA OAK IMP ALLEGE STOCK DISTRICT DEFENDANTS SECURITIES FRAUD PRICE SUPERIOR COURT RESPONDENT DISCRETION FACTS DIAMOND MULTIMEDIA SYSTEMS PARTY CIVIL CODE DISCOVERY HEREAFTER PURCHASE MISLEADING MOTIONS PLAINTIFFS |
NOT CERTIFIED FOR PUBLICATION
[filed Aug. 14, 1997]
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
OAK TECHNOLOGY, et al.,
H016141
Petitioners,
(Santa Clara County
vs. Super.Ct.No. CV758510)
THE SUPERIOR COURT OF SANTA CLARA COUNTY,
Respondent;
HOCHMAN, et al.,
Real parties in interest.
________________________________________/
DIAMOND MULTIMEDIA SYSTEMS, INC., et al., H016186
Petitioners,
(Santa Clara County
vs. Super.Ct.No. CV758927)
THE SUPERIOR COURT OF SANTA CLARA COUNTY,
Respondent;
JOANNE PASS, etc.,
Real party in interest.
________________________________________/
IMP, INC., et al.,
H016281
Petitioners,
(Santa Clara County
vs. Super.Ct.No. CV760793)
THE SUPERIOR COURT OF SANTA CLARA COUNTY,
SNIPPETS:
|
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17
.
CIVIL DOCKET FOR CASE 96-CV-20720
|
EXTRACTED KEY WORDS
APPOINTMENT COUNSEL MOTION ENTRY CONSOLIDATE ZAND JUDGE SPENCER JUDGE SPENCER WILLIAMS PLAINTIFF KAMBIZ SENIOR JUDGE SPENCER SCU DECLARATION MANAGEMENT BARBARA CORNEILLE RELATING DOCKET DISTRICT COURT NOTICE SET OAK WITHDRAWING RICHARD MANAGEMENT CONFERENCE AUTHORITIES EDIT EPSTEIN CARLO BRUNO PLAINTIFF MICHAEL RASKIN RECEIVED PROPOSED ORDER |
Docket as of June 4, 1997
Proceedings include all events.
CONSOL
5:96cv20720 Zand, et al v. Hsu, et al
CONSOL
U.S. District Court
U.S. District for the Northern District of California (San Jose)
CIVIL DOCKET FOR CASE #: 96-CV-20720
Zand, et al v. Hsu, et al Filed:
09/04/96
Assigned to: Senior Judge Spencer Williams Jury demand: Plaintiff
Demand: $0,000 Nature of Suit: 850
Lead Docket: 96-CV-20552 Jurisdiction: Federal
Question
Dkt# in other court: None
Cause: 15:78m(a) Securities Exchange Act
[Party and Counsel List]
9/4/96 1 COMPLAINT Summons(es) issued; Fee status pd entered
on
9/4/96 in the amount of $ 120.00 ( Receipt No.
501442);
jury demand [5:96-cv-20720] (cm) [Entry date
09/05/96]
[5:96cv20720]
9/4/96 2 NOTICE by Plaintiff of related case(s) 96-20552 SW,
96-20685 SW [5:96-cv-20720] (cm) [Entry date 09/05/96]
[5:96cv20720]
9/4/96 3 ORDER RE COURT PROCEDURE and SCHEDULE by Mag. Judge
Edward
A. Infante : Proof of service to be filed by 10/21/96 ;
counsels' case management statement to be filed by
12/27/96
; initial case management conference will be held 1:30
1/6/97 . (cc: all counsel) (cm) [Entry date 09/05/96]
[5:96cv20720]
SNIPPETS:
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18
.
SUPP APPENDIX IN SUPPORT MOTION TO DISMISS
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EXTRACTED KEY WORDS
TRANSFER BINDER CCH TOWER RICHARD DISTRICT SIEGEL LYONS FAULKNER KENJI FUJIMOTO TA-LIN HSU KING WEN-CHANG ABEL TANIGUCHI TIMOTHY TOMLINSON DAVID TSANG MOU HSIN YANG UNITED STATES DISTRICT STATES DISTRICT COURT NORTHERN DISTRICT CALIFORNIA CLASS ACTION MOTION DISMISS SOFTWARE TOOLWORKS LITIG STRASSMAN FRESH CHOICE |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY ) Master File No. C 96-20552 SW (PVT)
SECURITIES LITIGATION )
______________________________ ) CLASS ACTION
)
THIS DOCUMENT RELATES TO: ) SUPPLEMENTAL APPENDIX IN
ALL ACTIONS ) SUPPORT OF OAK DEFENDANTS'
______________________________ ) MOTION TO DISMISS PLAINTIFFS''
CONSOLIDATED COMPLAINT
Date: May 21, 1997
Time: 10:00 a.m.
Place: Courtroom of the
Honorable Spencer Williams
TABLE OF AUTHORITIES
Cases:
In re Software Toolworks, Inc. Sec. Litig., [1991-1992 Transfer Binder] Fed. Sec. L. Rep.
(CCH) ¶ 96,425, 1991 WL 319033 (N.D. Cal. June 17, 1991)
Siegel v. Lyons, [1996-1997 Transfer Binder] Fed. Sec. L. Rep. (CCH) ¶ 99,227, 1996
WL 438793 (N.D. Cal. April 26, 1996)
SNIPPETS:
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19
.
REPLY IN SUPPORT OF REQUEST FOR JUDICIAL NOTICE
|
EXTRACTED KEY WORDS
COURT OAK DEFENDANTS PLAINTIFFS OBJECTION STATE BAR REQUEST DISTRICT COURT EVID PRECLUDE PUBLIC DISCLOSURE DOCUMENTS SUPP KRAMER PLTFS JAKOBE HOLDINGS REVIEWING STOCK SALES DEFS ALLEGATIONS TOTAL HOLDINGS INDIRECT LACKS MERIT HEARSAY SUPPORT LAW MOTION DISMISS CIR |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY ) Master File No. C 96-20552 SW (PVT)
SECURITIES LITIGATION )
______________________________ ) CLASS ACTION
)
THIS DOCUMENT RELATES TO: ) OAK DEFENDANTS' REPLY IN
ALL ACTIONS ) SUPPORT OF REQUEST FOR
______________________________ ) JUDICIAL NOTICE
Date: May 21, 1997
Time: 10:00 a.m.
Place: Courtroom of the
Honorable Spencer Williams
Plaintiffs object to the Oak Defendants' request that this Court take judicial notice of the
Forms 3 and 4 filed with the Securities and Exchange Commission ("SEC"). Pltfs. Obj. at
1. Plaintiffs' objection runs counter to federal courts' repeated decisions that allow a court
to take judicial notice of documents filed with the SEC, including Forms 3 and 4.
Moreover, the objection should be overruled because neither Fed. R. of Evid. 201 nor
801(c) preclude this Court from taking judicial notice of SEC filings.
The Oak Defendants' request for judicial notice of Forms 3 and 4 finds support in the
numerous federal decisions that take judicial notice of "public disclosure documents
required by law to be and which actually have been filed with the SEC." In re Gupta
Corp. Sec. Litig., 900 F. Supp. 1217, 1228 (N.D. Cal. 1994); Kramer v. Time-Warner,
SNIPPETS:
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20
.
PLAINTIFFS REQUEST FOR JUDICIAL NOTICE
|
EXTRACTED KEY WORDS
JUDICIAL NOTICE REQUEST PLAINTIFFS DISTRICT COURT AMICUS FACTS SUPPORT OPPOSITION DEFENDANTS MOTIONS DISMISS PVT SAN FRANCISCO COUNSEL CALIFORNIA SECURITIES PUBLIC RECORD SUPP BENNETT LLP COTCHETT PITRE UNITED STATES EXCHANGE CURIAE PURSUANT CIRCUIT MATTER PLEADINGS |
GOLD BENNETT & CERA LLP
Paul F. Bennett (63318)
George S. Trevor (127875)
Rina Pedroza (181889)
595 Market Street, Suite 2300
San Francisco, CA 94105
Telephone: (415) 777-2230
MILBERG WEISS BERSHAD HYNES
& LERACH LLP
Alan Schulman (128661)
Mark Solomon (151949)
600 West Broadway, Suite 1800
San Diego, CA 92101
Telephone: (619) 231-1058
COTCHETT & PITRE
Joseph W. Cotchett (36324)
Frank M. Pitre (100077)
Steven C. Keller (94102)
San Francisco Airport Office Center
840 Malcolm Road, Suite 200
Burlingame, CA 94010
Telephone: (415) 697-6000
Co-Lead Counsel for Plaintiffs and
All Others Similarly Situated
[Additional Counsel Appear on
Signature Page]
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY ) Master File No. C 96-20552 SW (PVT)
SECURITIES LITIGATION )) CLASS ACTION
___________________________ )) PLAINTIFFS' REQUEST FOR JUDICIAL
THIS DOCUMENT RELATES TO: ) NOTICE OF FACTS IN SUPPORT OF
ALL ACTIONS ) THEIR OPPOSITION TO DEFENDANTS'
) MOTIONS TO DISMISS
___________________________ )
Date: May 21, 1997
SNIPPETS:
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21
.
OBJECTION TO THE DEFENDANTS REQUEST FOR JUDICIAL NOTICE
|
EXTRACTED KEY WORDS
JUDICIAL NOTICE OAK DEFENDANTS PLAINTIFFS REQUEST HEARSAY OBJECTION MOTION FEDERAL RULE EVIDENCE DISMISS FACTS INADMISSIBLE HEARSAY TRUTH DECLARANTS PUBLIC DOCUMENTS SAN FRANCISCO COURT INDISPUTABILITY CIR DISPUTE SALES COTCHETT PITRE COUNSEL DISTRICT SUPPORT CONSOLIDATED COMPLAINT HENNESSY STOCK |
GOLD BENNETT & CERA LLP
Paul F. Bennett (63318)
George S. Trevor (127875)
Rina Pedroza (181889)
595 Market Street, Suite 2300
San Francisco, CA 94105
Telephone: (415) 777-2230
MILBERG WEISS BERSHAD HYNES
& LERACH LLP
Alan Schulman (128661)
Mark Solomon (151949)
600 West Broadway, Suite 1800
San Diego, CA 92101
Telephone: (619) 231-1058
COTCHETT & PITRE
Joseph W. Cotchett (36324)
Frank M. Pitre (100077)
Steven C. Keller (94102)
San Francisco Airport Office Center
840 Malcolm Road, Suite 200
Burlingame, CA 94010
Telephone: (415) 697-6000
Co-Lead Counsel for Plaintiffs and
All Others Similarly Situated
[Additional Counsel Appear on
Signature Page]
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY ) Master File No. C 96-20552 SW (PVT)
SECURITIES LITIGATION )) CLASS ACTION
___________________________ )) Date: May 21, 1997
THIS DOCUMENT RELATES TO: ) Time: 10:00 a.m.
ALL ACTIONS ) Place: Courtroom of The Honorable
) Spencer Williams
___________________________ )
SNIPPETS:
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22
.
MOTION TO DISMISS CONSOLIDATED COMPLAINT
|
EXTRACTED KEY WORDS
PLAINTIFFS OAK FACTS SECURITIES OAK TECHNOLOGY MOTION PARTICULARITY MARKET OMISSIONS ALLEGATIONS SUPP DISMISS COURT STANDARD CIR PLAINTIFFS FAIL PSLRA INSIDER TRADING SECURITIES FRAUD MISLEADING CCH GAAP FRAUDULENT SILICON GRAPHICS COMPETITION MISREPRESENTATIONS CLASS PERIOD CORPORATE MISMANAGEMENT INDIVIDUAL DEFENDANTS |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY SECURITIES) Master File No. C 96-20552 SW (PVT)
LITIGATION )
_______________________________) CLASS ACTION
)
THIS DOCUMENT RELATES TO: ) OAK DEFENDANTS' NOTICE OF
ALL ACTIONS ) MOTION AND MOTION TO DISMISS
_______________________________) PLAINTIFFS' CONSOLIDATED
COMPLAINT; MEMORANDUM OF
POINTS AND AUTHORITIES
Date: May 21, 1997
Time: 10:00 a.m.
Place: Courtroom of the Honorable
Spencer Williams
TABLE OF CONTENTS
Page
SNIPPETS:
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23
.
MEMO IN SUPPORT OF MOTION TO DISMISS
|
EXTRACTED KEY WORDS
OAK DEFENDANTS COURT OMISSIONS MARKET SUPPORT SAN FRANCISCO CALIFORNIA FACTS PLEAD ALLEGATIONS COMPLAINT MISREPRESENTATIONS PARTICULARITY SUPP LITIG HARRISON LLP PLAINTIFFS FAIL REFORM ACT PSLRA AUTHORITIES CD-ROM SALES SPEAR STREET TOWER ENTANGLEMENT TECHNOLOGY UNITED STATES BESPEAKS CAUTION LOSS CAUSATION SECURITIES FRAUD PLAINTIFFS ALLEGE |
TOWER C. SNOW, JR. (State Bar No. 58342)
SARA B. BRODY (State Bar No. 130222)
STEPHEN M. KNASTER (State Bar No. 146236)
PATRICK THOMAS MURPHY (State Bar No. 178189)
RACHAEL E. MENY (State Bar No. 178514)
BROBECK, PHLEGER & HARRISON LLP
Spear Street Tower, One Market
San Francisco, CA 94105
Telephone: (415) 442-0900
Attorneys for Defendants
Oak Technology, Inc., Richard B. Black,
Donald R. Bryson, Sidney S. Faulkner,
Kenji Fujimoto, Ta-Lin Hsu, Richard L. King,
Wen-Chang Ko, Abel S. Lo, Ben T. Taniguchi,
Timothy Tomlinson, David D. Tsang,
and Mou Hsin Yang
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
IN RE OAK TECHNOLOGY ) Master File No. C 96-20552 SW (PVT)
SECURITIES LITIGATION )
______________________________ ) CLASS ACTION
)
THIS DOCUMENT RELATES TO: ) OAK DEFENDANTS' REPLY
ALL ACTIONS ) MEMORANDUM OF POINTS AND
______________________________ ) AUTHORITIES IN SUPPORT OF
MOTION TO DISMISS PLAINTIFFS'
CONSOLIDATED COMPLAINT
Date: May 21, 1997
~ Time: 10:00 a.m.
Place: Courtroom of the
Honorable Spencer Williams
TABLE OF CONTENTS
I. INTRODUCTION
II. THE NINE OAK DEFENDANTS WHO "MADE NO AFFIRMATIVE
MISREPRESENTATIONS OR OMISSIONS" MUST BE DISMISSED
III. PLAINTIFFS HAVE NOT PLED ANY ALLEGED FALSE STATEMENTS OR
OMISSIONS WITH THE PARTICULARITY REQUIRED BY THE PSLRA AND
RULE 9(b)
SNIPPETS:
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24
.
MEMO IN OPPOSITION TO THE MOTION TO DISMISS COMPLAINT
|
EXTRACTED KEY WORDS
OAK PLAINTIFFS COMPLAINT MOTION FACTS DISMISS PLAINTIFFS COURT MEMORANDUM OPPOSITION CONSOLIDATED COMPLAINT STANDARD SALES CIR STOCK SCIEN |
