SEC v SHARON M. GRAHAM, STEPHEN C. VOSS, et al


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Keywords & Phrases

CaseNo: 82, Defendant: Sharon M. Graham, Stephen C. Voss, James J. Pasztor; Glenn Robert Lawrence, Administrative Law Judge File No. 3-8511, Plaintiff: SEC, UniqueCaseRef: SEC>82, Broumas, Graham, Voss, Trading, Exchange Act, Trades, Account, Stock, Securities, Respondent, Pasztor, Jml Class, Commission, Madison, Bank, Wash Trades, Madison National Bank, Appearance, Violation, Manipulation, Proceeding, Matched Orders, Wash Sales, Les Girls, Joint Account, Transactions, Registered Representatives, United States, Securities Laws, Marking-the-close , ContentID: 120245700

Case Documents

1995-12-28

SEC ADMINISTRATIVE LAW JUDGE DECISION
[ see first page and extracted highlights below ] ItemID: 112439

67 pages
TXT

Total Documents: 1 document , 67 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE LAW JUDGE DECISION

EXTRACTED KEY WORDS

GRAHAM
VOSS
TRADING
EXCHANGE ACT
TRADES
ACCOUNT
STOCK
SECURITIES
RESPONDENT
PASZTOR
JML CLASS
COMMISSION
MADISON
BANK
WASH TRADES
MADISON NATIONAL BANK
APPEARANCE
VIOLATION
MANIPULATION
PROCEEDING
MATCHED ORDERS
WASH SALES
LES GIRLS
JOINT ACCOUNT
TRANSACTIONS
REGISTERED REPRESENTATIVES
UNITED STATES
SECURITIES LAWS
MARKING-THE-CLOSE

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                              INITIAL DECISION RELEASE NO. 82

                              ADMINISTRATIVE PROCEEDING
                              FILE NO. 3-8511




                     UNITED STATES OF AMERICA
                            Before the
                SECURITIES AND EXCHANGE COMMISSION





                              :
In the Matter of              :
                              :
SHARON M. GRAHAM,             :    INITIAL DECISION
STEPHEN C. VOSS, and          :    DECEMBER 28, 1995
JAMES J. PASZTOR              :
                              :









APPEARANCES:   David S. Horowitz and Mary Jo Gillette for the
               Division of Enforcement, Securities and Exchange
               Commission

               Ida Wurczinger Draim for Respondents Sharon M.
               Graham and Stephen C. Voss

BEFORE:        Glenn Robert Lawrence, Administrative Law Judge
==========================================START OF PAGE 2======

     These public proceedings were instituted by an Order of the

Securities and Exchange Commission dated September 30, 1994 (the

SNIPPETS:

UNITED STATES OF AMERICA

SECURITIES AND EXCHANGE COMMISSION

Division of Enforcement, Securities and Exchange

Securities Exchange Act of 1934 to determine

Graham and Stephen C. Voss are true and what, if any, remedial

January 1, 1989 to July 31, 1990 (the trading period), John G.

Virginia (Madison of Virginia) and a former director of James

Madison Limited conducted a fraudulent market manipulation

price, for the sale or purchase of JML stock, had been or would

---------FOOTNOTES------------Respondent James J. Pasztor has submitted an Offer of

be entered by or for Broumas or another party and effected