SEC v ROBERT I. MOSES; CAROL FOX FOELAK, et al


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Keywords & Phrases

CaseNo: 89, Defendant: Robert I. Moses; Carol Fox Foelak, Administrative Law Judge, Plaintiff: SEC, UniqueCaseRef: SEC>89, Moses, Microwave, Judgement, Commission, Securities, Exchange Act, Violations, Proceeding, Respondent, Windgate, Pursuant, Exs, Post Hearing, Consent, Investors, Licenses, Limited Partnership, Ppm, Abs, Common Stock, Cable Television, Testimony, Public Offering, Windgate Fund, Windgate Prospectus, Ivds, Consultant, General Partners, Thereunder , ContentID: 120245693

Case Documents

1996-05-28

SEC ADMINISTRATIVE LAW JUDGE DECISION
[ see first page and extracted highlights below ] ItemID: 112432

28 pages
TXT

Total Documents: 1 document , 28 pages

Price: $ 19.95

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1 . SEC ADMINISTRATIVE LAW JUDGE DECISION

EXTRACTED KEY WORDS

MICROWAVE
JUDGEMENT
PARTNERS
COMMISSION
SECURITIES
EXCHANGE ACT
VIOLATIONS
PROCEEDING
RESPONDENT
WINDGATE
PURSUANT
EXS
POST HEARING
CONSENT
INVESTORS
LICENSES
LIMITED PARTNERSHIP
PPM
ABS
COMMON STOCK
CABLE TELEVISION
TESTIMONY
PUBLIC OFFERING
WINDGATE FUND
WINDGATE PROSPECTUS
IVDS
CONSULTANT
GENERAL PARTNERS
THEREUNDER




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                                   INITIAL DECISION RELEASE NO.89

                                   ADMINISTRATIVE PROCEEDING
                                   FILE NO. 3-8841


                     UNITED STATES OF AMERICA
                            Before the
                SECURITIES AND EXCHANGE COMMISSION



_______________________________

In the Matter of                   :
                              :    INITIAL DECISION
ROBERT I. MOSES               :    MAY 28, 1996
                              :
_______________________________








APPEARANCES:   James J. Tyne, Robert Knuts, and Linda Susswein
for the
               Division of Enforcement, Securities and Exchange
Commission,
               Northeast Regional Office

               Robert I. Moses, pro se

BEFORE:        Carol Fox Foelak, Administrative Law Judge





     1.   The Securities and Exchange Commission (Commission)

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

Division of Enforcement, Securities and Exchange

Robert I. Moses, pro se

of the Securities Exchange Act of 1934.

alleged that a Final Judgment of Permanent Injunction and Other

1995) (SEC v. Microwave Cable T.V. Partners).

See Exs.

two, adverse, witnesses, including the Respondent.

Conclusions of Law and Post Hearing Memorandum of Law on January

violations of the antifraud provisions of Section 17of the

Act and Rule 10b-5 promulgated thereunder;