SEC v NORSUL OIL & MINING, LTD., et al


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Keywords & Phrases

CaseNo: 90, Defendant: Norsul Oil & Mining, Ltd., and Wayne E. Fowler; Brenda P. Murray, Chief Administrative Law Judge, Plaintiff: SEC, UniqueCaseRef: SEC>90, Norsul, Fowler, Mining, Exchange Act, Commission, Norsul Oil, Securities, Div, Respondents, Pursuant, Proposed Findings, Financial Statements, United States, Exhibits, Reports, Ecuador, Proceeding, Production, Annual Report, Common Stock, Investment, Enforcement, Defenses, Teresa Iannaconi, Trial Balance, Audited Financial Statements, Quarterly Reports, Regulations, Representation, Promulgated Thereunder , ContentID: 120245692

Case Documents

1996-06-05

SEC ADMINISTRATIVE LAW JUDGE DECISION
[ see first page and extracted highlights below ] ItemID: 112431

17 pages
TXT

Total Documents: 1 document , 17 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE LAW JUDGE DECISION

EXTRACTED KEY WORDS

FOWLER
MINING
EXCHANGE ACT
COMMISSION
NORSUL OIL
SECURITIES
DIV
RESPONDENTS
PURSUANT
PROPOSED FINDINGS
FINANCIAL STATEMENTS
UNITED STATES
EXHIBITS
REPORTS
ECUADOR
PROCEEDING
PRODUCTION
ANNUAL REPORT
COMMON STOCK
INVESTMENT
ENFORCEMENT
DEFENSES
TERESA IANNACONI
TRIAL BALANCE
AUDITED FINANCIAL STATEMENTS
QUARTERLY REPORTS
REGULATIONS
REPRESENTATION
PROMULGATED THEREUNDER

==========================================START OF PAGE 1======


                              INITIAL DECISION RELEASE NO. 90

                              ADMINISTRATIVE PROCEEDING
                              FILE NO. 3-8556




                     UNITED STATES OF AMERICA
                            Before the
                SECURITIES AND EXCHANGE COMMISSION



____________________________

In the Matter of              :
                              :
NORSUL OIL & MINING, LTD., and:    INITIAL DECISION
WAYNE E. FOWLER               :    June 5, 1996
                              :
____________________________










APPEARANCES:   Sarah A. Smith, Division of Enforcement,
               Securities and Exchange Commission

               James C. Sargent for Norsul Oil & Mining, Ltd.,
               and Wayne E. Fowler


BEFORE:        Brenda P. Murray, Chief Administrative Law Judge

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

NORSUL OIL & MINING, LTD., and:

and Wayne E. Fowler

Enforcement set out in the Order Instituting

Proceedings are true and to afford Respondents an

opportunity to establish any defenses.

-- The list of exhibits is Counsel's Exhibit 1.

The index in the transcript does not list Div.

I have considered all proposed findings and conclusions and all contentions, and I accept

two in the United States and one in Ecuador.

with the Commission pursuant to Section 12of the Exchange