 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE LAW JUDGE DECISION
|
EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT RESPONDENT COMMISSION GRAYSTONE STOCK EXHIBIT PRICES UNITED STATES PURSUANT REPRESENTATIVES LAW DIV TESTIMONY FINDINGS MANIPULATION CUSTOMERS PUBLIC OFFERINGS RESPONDENT RICHARD UNDERWRITER DIVISION CONTENDS COMMON STOCK RESPONSIBILITY ORDER INSTITUTING PROCEEDINGS ADMINISTRATION TICK PRICES TRANSACTIONS PRACTICES BRANCH OFFICES |
==========================================START OF PAGE 1======
INITIAL DECISION RELEASE NO. 92
ADMINISTRATIVE PROCEEDING
FILE NO. 3-8327
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
__________________________________
In the Matter of )
)
GRAYSTONE NASH, INCORPORATED, ) INITIAL DECISION
THOMAS V. ACKERLY, ) June 27, 1996
RICHARD J. ADAMS, )
VINCENT R. ACKERLY, JR. and )
DENNIS M. WILLIAMS )
___________________________________
APPEARANCES: Bruce M. Bettigole and James G. Mann for the
Division of Enforcement, Securities and Exchange
Commission
Mark B. Dorfman and Arthur M. Schwartzstein for
Respondent Richard J. Adams
BEFORE: Lillian A. McEwen, Administrative Law Judge
PROCEDURAL HISTORY
The United States Securities and Exchange Commission
SNIPPETS:
|
|
|
| | | |
|
|
