SEC v FREDERICK ENTMAN, NORMAN B. ROTHSTEIN, et al


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Keywords & Phrases

CaseNo: 96, Defendant: Frederick Entman, Norman B. Rothstein, Frank Louis Palumbo, Jacob Wonsover, Howard Richard Perles, M. Rimson & Co., Inc., and Moshe Rimson; Burton S. Kolko, Administrative Law Judge File No. 3-8584, Plaintiff: SEC, UniqueCaseRef: SEC>96, Securities, Wonsover, Securities Act, Commission, Shares, Violations, Respondent, Exchange Act, Reasonableness, Proceeding, Pursuant, Shareholders, Registration Statement, Moshe Rimson, Gibori, Issuer, Transactions, Testimony, Jacob Wonsover, Underwriter, Order Instituting, Investors, Exemption, United States, Howard Richard Perles, Richard Perles, Transfer Agent, Sanctions, Customers, Representation Letters , ContentID: 120245686

Case Documents

1996-08-20

SEC ADMINISTRATIVE LAW JUDGE DECISION
[ see first page and extracted highlights below ] ItemID: 112425

41 pages
TXT

Total Documents: 1 document , 41 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE LAW JUDGE DECISION

EXTRACTED KEY WORDS

WONSOVER
SECURITIES ACT
COMMISSION
SHARES
VIOLATIONS
RESPONDENT
EXCHANGE ACT
REASONABLENESS
PROCEEDING
PURSUANT
SHAREHOLDERS
REGISTRATION STATEMENT
MOSHE RIMSON
GIBORI
ISSUER
TRANSACTIONS
TESTIMONY
JACOB WONSOVER
UNDERWRITER
ORDER INSTITUTING
INVESTORS
EXEMPTION
UNITED STATES
HOWARD RICHARD PERLES
RICHARD PERLES
TRANSFER AGENT
SANCTIONS
CUSTOMERS
REPRESENTATION LETTERS







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                              INITIAL DECISION RELEASE NO. 96

                              ADMINISTRATIVE PROCEEDING
                              FILE NO. 3-8584



                     UNITED STATES OF AMERICA
                           Before the
                SECURITIES AND EXCHANGE COMMISSION



-------------------------------
                              :
In the Matter of              :
                              :
FREDERICK ENTMAN,             :         INITIAL DECISION
NORMAN B. ROTHSTEIN,          :         August 20, 1996
FRANK LOUIS PALUMBO,          :
JACOB WONSOVER,               :
HOWARD RICHARD PERLES,        :
M. RIMSON & CO., INC., and    :
MOSHE RIMSON                  :
                              :
-------------------------------









APPEARANCES:   Sarah  A.  Smith  and  Cory C.  Kirchert  for  the
               Division of Enforcement,  Securities and  Exchange
               Commission

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

Division of Enforcement, Securities and Exchange

Respondent Jacob Wonsover

Section 8A of the Securities Act of 1933 and

Exchange Act of 1934.

Jacob Wonsover, and Howard Richard Perles willfully violated

Co., Inc., and Moshe Rimson failed reasonably to supervise Howard

Richard Perles with a view to preventing violations of Sections

Remedial Sanctions on Frederick Entman and Norman B.

--Order of the Commission Making Findings and Imposing Remedial Sanctions Against Howard

were named, along with ten others, in an Order Instituting Public