SEC v JAMES A. SEHN and SAMUEL O FORSON; LILLIAN A. MCEWEN, et al


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Keywords & Phrases

CaseNo: 99, Defendant: James A. Sehn and Samuel O Forson; Lillian A. McEwen, Administrative Law Judge File No. 3-8234, Plaintiff: SEC, UniqueCaseRef: SEC>99, Respondent, Securities, Forson, Exchange Act, United States, Commission, York, Pursuant, Samuel, Div, Injunction, Findings, Dealer, Violations, Redesignating Presiding Judge, Consent Injunction, Investment, States District Court, Investors, United States District, Instruments, Order Instituting, Administrative Law, Allegations, Complaint, Interstate Commerce, Investment Company, Registration Statement, Future Violations , ContentID: 120245683

Case Documents

1996-11-04

SEC ADMINISTRATIVE LAW JUDGE DECISION
[ see first page and extracted highlights below ] ItemID: 112422

15 pages
TXT

Total Documents: 1 document , 15 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE LAW JUDGE DECISION

EXTRACTED KEY WORDS

SECURITIES
FORSON
EXCHANGE ACT
UNITED STATES
COMMISSION
LAW
YORK
PURSUANT
SAMUEL
DIV
INJUNCTION
FINDINGS
DEALER
VIOLATIONS
REDESIGNATING PRESIDING JUDGE
CONSENT INJUNCTION
INVESTMENT
STATES DISTRICT COURT
INVESTORS
UNITED STATES DISTRICT
INSTRUMENTS
ORDER INSTITUTING
ADMINISTRATIVE LAW
ALLEGATIONS
COMPLAINT
INTERSTATE COMMERCE
INVESTMENT COMPANY
REGISTRATION STATEMENT
FUTURE VIOLATIONS







                              INITIAL DECISION RELEASE NO. 99

                              ADMINISTRATIVE PROCEEDING
                              FILE NO. 3-8234




                     UNITED STATES OF AMERICA
                            Before the
                SECURITIES AND EXCHANGE COMMISSION


__________________________

In the Matter of         :
                         :         INITIAL DECISION
JAMES A. SEHN and        :         November 4, 1996
SAMUEL O. FORSON         :
___________________________









APPEARANCES:   Stephanie Avakian and Peter D. Goldstein for the
Division of Enforcement,                Securities and Exchange
Commission

               Samuel O. Forson, pro se

BEFORE:        Lillian A. McEwen, Administrative Law Judge





                        PROCEDURAL HISTORY

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

The United States Securities and Exchange Commission

instituted these proceedings pursuant to Sections

The Order Instituting Proceedings was filed on

On January 4, 1994, the Administrative Law

State of New York.

Redesignating Presiding Judge, and on May 1, 1996, a public

as to Respondent Samuel O. Forson only.

Respondent James A. Sehn's Offer of Settlement,

Order Making Findings and Imposing Remedial Sanctions as to Sehn

the Division's Motion to Withdraw Allegations II.A