 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
SECURITIES DISGORGEMENT DISGORGEMENT DISTRIBUTION PLAN EXCHANGE PURSUANT NEWMAN ACT UNITED STATES ADMINISTRATION PROPOSED PLAN PRACTICE PROCEEDING MATTER GEOFFREY RESPONDENT WASHINGTON NEWMAN PAID MAKING FINDINGS CEASE IMPOSING REMEDIAL SANCTIONS AMOUNT FRAUDULENT SALES PRACTICES HANAUER FORMER CUSTOMERS PRO-RATA BASIS COMMISSION EMPLOYEE SERVE COMPENSATION REGULAR SALARY PURSUANT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7765 / October 27, 1999
SECURITIES EXCHANGE ACT OF 1934
Release No. 42065 / October 27, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9992
_____________________________
In the Matter of
GEOFFREY A. NEWMAN, NOTICE OF PROPOSED PLAN
FOR THE ADMINISTRATION
AND DISTRIBUTION OF
DISGORGEMENT FUND
Respondent.
_____________________________
Notice is given, pursuant to the Rule 612 of the Securities Exchange
Commission's Rules of Practice, 17 C.F.R. § 201.612, that the Division
of Enforcement has filed its proposed Plan for the Administration and
Distribution of Disgorgement Fund (the "Disgorgement Distribution
Plan") in the above matter with the Securities and Exchange Commission
(the "Commission").
OPPORTUNITY TO COMMENT
Pursuant to this notice, all interested parties are advised that the
Disgorgement Distribution Plan may be obtained by submitting a written
request to Marilyn D. Barker, Senior Counsel, United States Securities
and Exchange Commission, Mail Stop 0805, 450 Fifth Street, NW,
Washington, D.C. 20549. Further, all persons desiring to comment on
the Disgorgement Distribution Plan may submit their views, in writing,
no later than November 29, 1999, to the Office of the Secretary,
United States Securities and Exchange Commission , 450 Fifth Street,
N.W., Washington, D.C. 20549.
PROPOSED DISGORGEMENT PLAN
Pursuant to its Order Instituting Public Proceedings Pursuant to
Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of
the Securities Exchange Act of 1934, Making Findings, Ordering
Respondent to Cease and Desist, and Imposing Remedial Sanctions
SNIPPETS:
|
|
|
| | | |
|
|
