SEC v MINOTAUR CAPITAL, INC. and DAVID J. FEINGOLD


\|

Keywords & Phrases

CaseNo: 33-7779, Defendant: Minotaur Capital, Inc. and David J. Feingold, Plaintiff: SEC, UniqueCaseRef: SEC>33-7779, Tender, Securities, Minotaur, Act, Feingold, Ride, Purchase, Exchange Act, Violation, Shares, Ride Stock, Commission, Administrative Proceedings, Respondents, Shareholders, Promissory Note, Raf Enterprises, Pursuant, Market, David, Purpose, Registration Statement, Transaction, Investors, Instituting, Findings, Regulatory Scheme, Cease-and-desist Order, Sell, Cash , ContentID: 120245604

Case Documents

1999-11-18

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 112343

5 pages
HTML

Total Documents: 1 document , 5 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

SECURITIES
MINOTAUR
ACT
FEINGOLD
RIDE
PURCHASE
EXCHANGE ACT
VIOLATION
SHARES
RIDE STOCK
COMMISSION
ADMINISTRATIVE PROCEEDINGS
RESPONDENTS
SHAREHOLDERS
PROMISSORY NOTE
RAF ENTERPRISES
PURSUANT
MARKET
DAVID
PURPOSE
REGISTRATION STATEMENT
TRANSACTION
INVESTORS
INSTITUTING
FINDINGS
REGULATORY SCHEME
CEASE-AND-DESIST ORDER
SELL
CASH

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES ACT OF 1933
   Release No. 7779 / November 18, 1999

   SECURITIES EXCHANGE ACT OF 1934
   Release No 42155 / November 18, 1999

   ADMINISTRATIVE PROCEEDING
   File No. 3-10103
   In the Matter of

   MINOTAUR CAPITAL, INC. and
   DAVID J. FEINGOLD,
   Respondents.
   ORDER INSTITUTING PUBLIC
   ADMINISTRATIVE PROCEEDINGS
   PURSUANT TO SECTION 8A OF THE
   SECURITIES ACT OF 1933 AND
   SECTION 21C OF THE SECURITIES
   EXCHANGE ACT OF 1934, MAKING
   FINDINGS, AND IMPOSING
   A CEASE-AND-DESIST ORDER

   I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate that a public administrative proceeding be, and hereby is,
   instituted pursuant to Section 8A of the Securities Act of 1933
   ("Securities Act") and Section 21C of the Securities Exchange Act of
   1934 ("Exchange Act") against Minotaur Capital, Inc. and David J.
   Feingold ("Respondents").

   II.

   In anticipation of the institution of these administrative
   proceedings, the Respondents have submitted Offers of Settlement (the
   "Offers") which the Commission has determined to accept. Solely for
   the purpose of these proceedings and any other proceedings brought by
   or on behalf of the Commission or in which the Commission is a party,
   and without admitting or denying the findings, the Respondents consent
   to the entry of this Order Instituting Public Administrative
   Proceedings Pursuant to Section 8A of the Securities Act of 1933 and
   Section 21C of the Exchange Act of 1934, Making Findings, and Imposing
   a Cease-and-Desist Order.

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES

The Securities and Exchange Commission deems it appropriate that a public administrative

In anticipation of the institution of these administrative proceedings, the Respondents have

Solely for the purpose of these proceedings and any other proceedings brought by or on behalf

This matter involves violations of the registration requirements of the Securities Act and

Minotaur offered shareholders $1.25 per share in cash, payable in the form of a balloon

On April 7, the day after it announced its tender offer, Minotaur indirectly purchased 15,800

Feingold purchased these shares of Ride stock, on behalf of Minotaur, through RAF

Minotaur violated Section 5of the Securities Act when it offered a security -- the promissory