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SEC v VIRGINIA HORLER Click to find out why . . .



Keywords & Phrases
CaseNo: 34-42197, Defendant: Virginia Horler, Plaintiff: SEC, State: WA Washington, UniqueCaseRef: SEC>34-42197, Commission, Securities, Exchange, Virginia Horler, Petition, Review, Proceeding, Hereby, Pursuant, United States, America, Washington, Securities Exchange Act, Admin, Proc, Matter, Filing, Practice, Administrative Law Judge, Decision Dismissing, General Counsel, Delegated Authority , ContentID: 120245595

Case Documents
1 1999-12-02 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 112334
1 pages
HTML
Total Documents: 1 document , 1 page.    CAUTION.    PLEASE NOTE THAT THIS IS A ONE PAGE CASE.
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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
SECURITIES
EXCHANGE
VIRGINIA HORLER
PETITION
REVIEW
PROCEEDING
HEREBY
PURSUANT
UNITED STATES
AMERICA
WASHINGTON
SECURITIES EXCHANGE ACT
ADMIN
PROC
MATTER
FILING
PRACTICE
ADMINISTRATIVE LAW JUDGE
DECISION DISMISSING
GENERAL COUNSEL
DELEGATED AUTHORITY
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.

   SECURITIES EXCHANGE ACT OF 1934
   Rel. No. 42197 / December 2, 1999
   Admin. Proc. File No. 3-9542

   In the Matter of

   VIRGINIA HORLER

   NOTICE THAT INITIAL DECISION HAS BECOME FINAL

   The time for filing a petition for review of the initial decision in
   this proceeding has expired. No such petition has been filed, and the
   Commission has not chosen to review the decision on its own
   initiative.

   Accordingly, notice is hereby given, pursuant to Rule 360(e) of the
   Commission=s Rules of Practice, that the initial decision of the
   administrative law judge has become the final decision of the
   Commission. The order contained in that decision dismissing the
   proceeding as to Virginia Horler is hereby declared effective.
   For the Commission by the Office of the General Counsel, pursuant to
   delegated authority.

                                                         Jonathan G. Katz
                                                                Secretary
     _________________________________________________________________

Modified 12/6/1999
SNIPPETS:
  • UNITED STATES OF AMERICA
  • SECURITIES AND EXCHANGE COMMISSION
  • Washington, D.C.
  • SECURITIES EXCHANGE ACT OF 1934
  • 1999 Admin.
  • Proc.
  • In the Matter of
  • The time for filing a petition for review of the initial decision in this proceeding has
  • No such petition has been filed, and the Commission has not chosen to review the decision on
  • Accordingly, notice is hereby given, pursuant to Rule 360of the Commission=s Rules of
  • The order contained in that decision dismissing the proceeding as to Virginia Horler is
  • For the Commission by the Office of the General Counsel, pursuant to delegated authority.
  •    |