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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE COMMISSION COMMON STOCK LASALA VISTA BELLATRIX TIMES RELEVANT EXCHANGE ACT SHEFFIELD SECURITIES CONSPIRING PROCEEDING CO-CONSPIRATORS INVESTMENT PURSUANT CASTLETON ISSUANCE AUTHORIZATION QUOTATION MATTER PRICE PUBLIC OFFERINGS CONTROL REGISTERED SECURITIES ASSOCIATION ADMINISTRATIVE PROCEEDING HEREBY FINDINGS CRIMINAL CONVICTION SANCTIONS COURT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 42276 / December 27, 1999
Administrative Proceeding
File No. 3-10124
______________________________
In the Matter of ORDER INSTITUTING PUBLIC
ADMINISTRATIVE PROCEEDINGS
John F. LaSala, PURSUANT TO SECTIONS 15(b)(6)
AND 19(h) OF THE SECURITIES
Respondent. EXCHANGE ACT OF 1934,
MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS
______________________________
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that a public administrative proceeding pursuant to Sections 15(b)(6)
and 19(h) of the Securities Exchange Act of 1934 ("Exchange Act") be,
and hereby is, instituted against respondent John F. LaSala
("LaSala").
II.
In anticipation of the institution of this proceeding, LaSala has
submitted an Offer of Settlement ("Offer"), which the Commission has
determined is in the public interest to accept. Solely for the purpose
of this proceeding, and any other proceeding brought by or on behalf
of the Commission or in which the Commission is a party, and without
admitting or denying the findings set forth herein, except as to the
fact of his criminal conviction set forth in paragraph III.C. below,
and the jurisdiction of the Commission over him and over the matters
set forth in this Order Instituting Public Administrative Proceedings
Pursuant To Sections 15(b)(6) And 19(h) Of The Securities Exchange Act
Of 1934, Making Findings, And Imposing Remedial Sanctions ("Order"),
which he admits, LaSala consents to the entry of the findings and the
imposition of the sanctions set forth in this Order.
III.
On the basis of this Order and LaSala's Offer, the Commission finds
SNIPPETS:
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