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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES COMMISSION EXCHANGE ACT BROKER-DEALERS SETTLEMENT INVESTMENT FUNDS CUSTOMERS ACCOUNT ADMINISTRATIVE PROCEEDINGS MATTHEW THOMAS BURGASON FINDINGS REMEDIAL SANCTIONS VIOLATION FELONY HEREBY DEALER DEEMS PURSUANT ADMITS BASIS PURCHASE INSTRUMENTS INTERSTATE COMMERCE SCHEMES ARTIFICES MONEY MATERIAL FACTS MISLEADING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40531 / October 8, 1998
ADMINISTRATIVE PROCEEDING
File No. 3-9757
_______________________________
:
In the Matter of : ORDER INSTITUTING PUBLIC
: PROCEEDINGS, MAKING FINDINGS
MATTHEW THOMAS BURGASON : AND IMPOSING REMEDIAL
: SANCTIONS PURSUANT TO SECTIONS
: 15(b) AND 19(h) OF THE
SECURITIES
: EXCHANGE ACT OF 1934
_______________________________:
I.
The Securities and Exchange Commission ("Commission")
deems it appropriate and in the public interest that
administrative proceedings be instituted pursuant to
Sections 15(b) and 19(h) of the Securities Exchange Act of
1934 ("Exchange Act") against Matthew Thomas Burgason
("Burgason"), formerly a registered representative
associated with broker-dealers registered with the
Commission.
In anticipation of the institution of these
administrative proceedings, Burgason has submitted an Offer
of Settlement that the Commission has determined to accept.
Solely for the purpose of these proceedings and any other
proceedings brought by or on behalf of the Commission or to
which the Commission is a party, and without admitting or
denying the findings set forth herein, except that Burgason
admits the Commission's jurisdiction over him and over the
subject matter of these proceedings, and admits the findings
set forth in Subparagraphs II.A. and II.D. below, Burgason
consents to the entry of this Order Instituting Public
Proceedings, Making Findings and Imposing Remedial Sanctions
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