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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ICS SECURITIES COMMUNICATIONS COMMISSION SECURITIES ACT DISCLOSE AGREEMENTS INVESTOR STOCK FIRM RECEIVING RESPONDENTS PUBLISHING PAID REPORTS CONSULTING VIOLATIONS PUBLICITY BULLETIN DAVID INVESTOR RELATIONS ADVERTISEMENTS COMPENSATION BROKER BULLETIN CORPORATE PROFILE FINDINGS SHARES CIRCULATING PARTNERSHIP AGREEMENT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7601 / October 27, 1998
ADMINISTRATIVE PROCEEDING
File No. 3-9768
______________________________
:
In the Matter of : ORDER INSTITUTING PUBLIC
: ADMINISTRATIVE PROCEEDINGS
David A. Wood, Jr. and : PURSUANT TO SECTION 8A OF
ICS Communications, Inc., : THE SECURITIES ACT OF 1933,
: MAKING FINDINGS AND
ORDERING
Respondents. : RESPONDENTS TO CEASE AND
DESIST
______________________________:
I.
The Securities and Exchange Commission ("Commission")
deems it appropriate that proceedings be, and they hereby
are, instituted pursuant to Section 8A of the Securities Act
of 1933 ("Securities Act"), to determine whether David A.
Wood, Jr. ("Wood") and ICS Communications, Inc. ("ICS")
violated Section 17(b) of the Securities Act.
II.
In anticipation of the institution of these
proceedings, Respondents Wood and ICS have together
submitted an Offer of Settlement which the Commission has
determined to accept. Solely for the purpose of these
proceedings and any other proceedings brought by or on
behalf of the Commission or in which the Commission is a
party, Respondents Wood and ICS, without admitting or
denying the findings set forth herein, except that they
admit the jurisdiction of the Commission over them and over
the subject matter of these proceedings, consent to the
issuance by the Commission of this Order Instituting Public
Administrative Proceedings Pursuant to Section 8A of the
Securities Act of 1933, Making Findings and Ordering
Respondents to Cease and Desist (the "Order"), and to the
entry of the findings set forth below.
SNIPPETS:
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