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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES PLAN FFSG EXCHANGE COMMISSION PURSUANT FIRST FIDELITY SECURITIES DISGORGEMENT ADMINISTRATION FUNDS MICHAILOFF YORK LEGAL DIVISION PHILADELPHIA ATTENTION MARGARET CLARK ESQ PAY COMPENSATORY DAMAGES FEDERAL SECURITIES LAWS JUDGMENTS FAITH SETTLEMENTS COURT COMPETENT JURISDICTION EXPENSES TAXES AUTHORITY JONATHAN KATZ |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40724 / November 30, 1998
ADMINISTRATIVE PROCEEDING
File No. 3-8917
:
In the Matter of :
:
FIRST FIDELITY SECURITIES :
GROUP, :
:
Respondent :
:
:
NOTICE OF PROPOSED PLAN OF DISGORGEMENT
AND OPPORTUNITY FOR COMMENT BY NON-PARTIES
Pursuant to an order entered by the Commission on January 9,
1996, 61 SEC Docket 68 (Feb. 6, 1996) (the "Order"), a payment of
$1,793,309.93 was made on behalf of First Fidelity Securities
Group ("FFSG") to the Comptroller of the Commission. This amount
represents the disgorgement and prejudgment interest paid by FFSG
as a result of the conduct described in the Order.
Notice is given, pursuant to 17 C.F.R. 201.612, that the
Division of Enforcement and FFSG have jointly filed a Proposed
Plan of Disgorgement ("Plan") with the Commission for
distribution of such funds. In accordance with this Notice, all
SNIPPETS:
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