SEC v MAMADOU M. MBODJ - Legal Case Documents


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SEC v MAMADOU M. MBODJ

Keywords & Phrases

CaseNo: 34-41784, Defendant: Mamadou M. MBodj, Plaintiff: SEC, State: OR Oregon, UniqueCaseRef: SEC>34-41784, Securities, Exchange Act, Commission, Centerior, Pursuant, Instituting, Administrative Proceedings, Mamadou, Findings, Investment, Funds, United States, Sanctions, Settlement, Accordance, Hereby, Criminal Conviction, Representations, Purchase, Imposing, Admitting, President, Chief Executive Officer, Broker-dealer, District, Northern District, Ohio, Restitution, Centerior Energy, Amount , ContentID: 120245325

Case Documents

1999-08-24

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 112064

2 pages
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Total Documents: 1 document , 2 pages

Price: $ 19.95

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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

EXCHANGE ACT
COMMISSION
CENTERIOR
PURSUANT
INSTITUTING
ADMINISTRATIVE PROCEEDINGS
MAMADOU
FINDINGS
INVESTMENT
FUNDS
UNITED STATES
SANCTIONS
SETTLEMENT
ACCORDANCE
HEREBY
CRIMINAL CONVICTION
REPRESENTATIONS
PURCHASE
IMPOSING
ADMITTING
PRESIDENT
CHIEF EXECUTIVE OFFICER
BROKER-DEALER
DISTRICT
NORTHERN DISTRICT
OHIO
RESTITUTION
CENTERIOR ENERGY
AMOUNT

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES EXCHANGE ACT OF 1934
   Release No. 41784 / August 24, 1999

   ADMINISTRATIVE PROCEEDING
   File No. 3-9983

   In the Matter of

   MAMADOU M. M'BODJ,
   Respondent.
   ORDER INSTITUTING PUBLIC
   ADMINISTRATIVE PROCEEDINGS
   PURSUANT TO SECTIONS 15(b)
   AND 19(h) OF THE SECURITIES
   EXCHANGE ACT OF 1934, MAKING
   FINDINGS AND IMPOSING REMEDIAL
   SANCTIONS

   I.

   The Securities and Exchange Commission (Commission) deems it
   appropriate and in the public interest that public administrative
   proceedings be instituted pursuant to Sections 15(b) and 19(h) of the
   Securities Exchange Act of 1934 (Exchange Act) against Mamadou M'Bodj
   (M'Bodj).

   In anticipation of the institution of these administrative
   proceedings, M'Bodj has submitted an Offer of Settlement which the
   Commission has determined to accept. Solely for the purpose of this
   proceeding and any other proceedings brought by or on behalf of the
   Commission, or to which the Commission is a party, and without
   admitting or denying the findings herein, except as to jurisdiction
   and those facts set forth in paragraphs II.A. and II.B. below, which
   are admitted, M'Bodj consents to the entry of this Order Instituting
   Proceedings Pursuant to Sections 15(b) and 19(h) of the Securities
   Exchange Act of 1934 (Exchange Act), Making Findings and Imposing
   Remedial Sanctions (Order).

   Accordingly, it is ordered that proceedings pursuant to Sections 15(b)
   and 19(h) of the Exchange Act be, and hereby are, instituted.

   II.

   On the basis of this Order and the Offer of Settlement submitted by

SNIPPETS:

UNITED STATES OF AMERICA

SECURITIES AND EXCHANGE COMMISSION

ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS

EXCHANGE ACT OF 1934, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS

The Securities and Exchange Commission deems it appropriate and in the public interest that

In anticipation of the institution of these administrative proceedings, M'Bodj has submitted

Solely for the purpose of this proceeding and any other proceedings brought by or on behalf

Accordingly, it is ordered that proceedings pursuant to Sections 15and 19of the Exchange Act

During the period August 1993 through April 30, 1998, M'Bodj, age 48, was president and chief

On April 30, 1998, M'Bodj was criminally convicted, pursuant to his guilty plea, of one count

M'Bodj was sentenced to 37 months in prison followed by three years supervised release, and

The criminal information upon which M'Bodj's criminal conviction was based alleged that

The information further alleged that in August 1993, M'Bodj and Chase Global entered into a

The information further alleged that contrary to his representations to Centerior, rather


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