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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT SECURITIES COMMISSION INSTITUTING JUDGEMENT KEVIN DISTRICT BROKER UNITED STATES PURSUANT VIOLATING HEREBY DEALER CIVIL ACTION ADMINISTRATIVE PROCEEDING FINDINGS IMPOSING REMEDIAL SANCTIONS DEEMS STATES DISTRICT COURT COLUMBIA ENJOINING SAMSON THEREUNDER PURPOSE ADMITTING DENYING CONSENTS MEANING PRINCIPAL SHAREHOLDER |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41865 / September 13, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-10011
In the Matter of
KEVIN C. SAMSON
ORDER INSTITUTING PUBLIC
PROCEEDINGS, MAKING
FINDINGS AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that administrative proceedings
be instituted pursuant to Section 15(b)(6) of the Securities Exchange
Act of 1934 ("Exchange Act") against Kevin C. Samson ("Samson") to
determine whether action is necessary in light of the Final Judgment
and Order entered against Samson by the United States District Court
for the District of Columbia on September 10, 1999, permanently
restraining and enjoining Samson from violating Sections 5(a), 5(c)
and 17(a) of the Securities Act of 1933 ("Securities Act"), and
Sections 10(b) and 15(a)(1) of the Exchange Act and Rule 10b-5
thereunder.
In anticipation of the institution of these proceedings, Samson has
submitted an Offer of Settlement ("Offer") for the purpose of
disposing of the issues raised by these proceedings. The Commission
has determined that it is appropriate and in the public interest to
accept Samson's Offer.
Solely for the purpose of this proceeding and any other proceeding
brought by or on behalf of the Commission or to which the Commission
is a party, Samson, without a hearing pursuant to the Commission's
Rules of Practice, 17 C.F.R. Section 201.1 et seq., and without
admitting or denying the matters set forth herein, except for those
referred to in paragraph II.B. below, which Samson admits, consents to
the entry of this Order Instituting Public Proceedings, Making
Findings and Imposing Remedial Sanctions ("Order").
ACCORDINGLY, IT IS ORDERED that proceedings pursuant to Section
SNIPPETS:
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