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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT RESPONDENT GENESIS WOLL PRACTICE FINANCIAL STATEMENTS COMMON STOCK ACCOUNTANT TENNESSEE COMPLAINT VIOLATIONS PROMULGATED THEREUNDER INVESTORS PERMANENT COURT ADMINISTRATIVE PROCEEDINGS PROCEEDINGS PURSUANT ADMITTING JURISDICTION ENTRY HEREBY INJUNCTION CONSENTS SANCTIONS BASIS INSURANCE AUDITOR PREPARATION |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41894 / September 22, 1999
ACCOUNTING AND AUDITING ENFORCEMENT
Relase No. 1159 / September 22, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-10020
____________________________________
ORDER INSTITUTING PUBLIC
In the Matter of ADMINISTRATIVE PROCEEDINGS
PURSUANT TO SECTION 15(b) OF
HERBERT WOLL, C.P.A. THE SECURITIES EXCHANGE ACT
OF 1934 AND RULE 102(e) OF THE
COMMISSION'S RULES OF
Respondent. PRACTICE, MAKING FINDINGS, AND
IMPOSING REMEDIAL SANCTIONS
____________________________________
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be instituted against Herbert Woll ("Woll" or
"Respondent") pursuant to Section 15(b) of the Securities Exchange Act
of 1934 ("Exchange Act") and Rule 102(e) of the Commission's Rules of
Practice.
In anticipation of the institution of these proceedings, Woll has
submitted an Offer of Settlement (the "Offer") which the Commission
has determined to accept. Solely for the purpose of these proceedings
and any other proceedings brought by or on behalf of the Commission or
to which the Commission is a party, and without admitting or denying
any of the findings contained herein, except as to the jurisdiction of
the Commission over him and over the subject matter of these
proceedings, and the matters set forth in paragraph II.1. below, and
the entry of the injunction set forth in paragraph II.7. below, which
are admitted, Woll consents to the entry of this Order Instituting
Public Administrative Proceedings Pursuant to Section 15(b) of the
Securities Exchange Act of 1934 and Rule 102(e) of the Commission's
Rules of Practice, Making Findings, and Imposing Remedial Sanctions
("Order") by the Commission.
Accordingly, IT IS HEREBY ORDERED that proceedings pursuant to Section
SNIPPETS:
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