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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT COMMISSION LEGEND SPORTS REMEDIAL SANCTIONS PREFERRED STOCK SALES PROCEEDINGS PURSUANT CONSENTS ENTRY FINDINGS BROKER-DEALERS EFFECTED TRANSACTIONS PROMISSORY NOTES SUSPENSION ADMINISTRATIVE PROCEEDING DEEMS PROTECTION INVESTORS RESPONDENT PURPOSE ADMITTING HEREBY SELL UNREGISTERED PROMISSORY NOTES F/K/A SOLD PERMANENT VIOLATIONS |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41949 / September 30, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-10054
______________________________
ORDER INSTITUTING
In the Matter of ADMINISTRATIVE PROCEEDINGS
PURSUANT TO SECTIONS 15(b) AND
JENO K. KOCH, 19(h) OF THE SECURITIES
EXCHANGE ACT OF 1934, MAKING
Respondent. FINDINGS AND IMPOSING
______________________________ REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that public administrative proceedings be instituted pursuant to
Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Exchange Act") against Respondent Jeno K. Koch ("Koch" or
"Respondent").
II.
In anticipation of the institution of these proceedings, Koch has
submitted an Offer of Settlement ("Offer") for the purpose of
resolving these proceedings, which Offer the Commission has determined
to accept. Solely for the purpose of these proceedings and any other
proceedings brought by or on behalf of the Commission or to which the
Commission is a party, Respondent, by his Offer, consents to the entry
of this Order Instituting Proceedings Pursuant to Sections 15(b) and
19(h) of the Securities Exchange Act of 1934, Making Findings and
Imposing Remedial Sanctions ("Order"), admits the jurisdiction of the
Commission and, without admitting or denying the findings set forth
herein, except with respect to paragraphs III.A. and III.D., below,
which are admitted, consents to the entry of the findings and remedial
sanctions set forth below.
Accordingly, it is ordered that proceedings pursuant to Sections 15(b)
and 19(h) of the Exchange Act be, and hereby are, instituted.
III.
SNIPPETS:
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