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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION PROCEEDING INVESTORS EXCHANGE ACT DISTRIBUTIONS SECURITIES ADMINISTRATIVE PROCEEDING JUDGEMENT WHITWORTH OIL GAS WELLS AMERIVEST FINANCIAL GROUP PERMANENT INJUNCTION HEREBY WILLISTON BASIN HOLDING OFFERINGS UNITED STATES MATTER DEEMS PROCEEDING PURSUANT FINDINGS ENTRY RELIEF SANCTIONS DISCLOSE BROKER-DEALER WHITWORTH ENERGY RESOURCES ALLEGES |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41953 / September 30, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-10058
___________________________________
In the Matter of
ORDER INSTITUTING PUBLIC
AMERIVEST FINANCIAL GROUP, INC., ADMINISTRATIVE PROCEEDING,
MAKING FINDINGS AND
IMPOSING REMEDIAL SANCTIONS
Respondent.
___________________________________
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that a public administrative proceeding pursuant to Sections 15(b) and
19(h) of the Securities Exchange Act of 1934 ("Exchange Act") be
instituted against Respondent Amerivest Financial Group, Inc.
("Amerivest").
II.
In anticipation of the institution of this administrative proceeding,
Amerivest has submitted an Offer of Settlement ("Offer"), which the
Commission has determined to accept. Solely for the purpose of this
proceeding and any other proceeding brought by or on behalf of the
Commission or in which the Commission is a party, and without
admitting or denying the findings contained herein, except that
Amerivest admits the jurisdiction of the Commission over it and over
the subject matter of this proceeding and the entry of a Final
Judgment of Permanent Injunction and Other Relief against it as set
forth in paragraph III.B., Amerivest consents to the entry of this
Order Instituting Public Administrative Proceeding, Making Findings
and Imposing Remedial Sanctions ("Order") set forth below.
Accordingly, IT IS ORDERED that a proceeding pursuant to Sections
15(b) and 19(h) of the Exchange Act be, and hereby is, instituted.
SNIPPETS:
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