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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE ACT COMMISSION LEBLANC ADMINISTRATIVE PROCEEDINGS INSTITUTING RALPH ALLEGES VIOLATIONS ALLEGATIONS ADMINISTRATIVE PROCEEDINGS PURSUANT HARVEY LOUISIANA COMMISSION FILED SUIT ALLEGING VIOLATIONS THEREUNDER ANTIFRAUD PROVISIONS FEDERAL SECURITIES LAWS CONNECTION SALE ALPHA DIVERSIFIED INDUSTRIES FUTURE VIOLATIONS EVIDENCE AFFORD RESPONDENT DEFENSES THERETO PURPOSE REMEDIAL ACTION |
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 41959 / September 30, 1999
Administrative Proceeding
File No. 3-10065
ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST RALPH W. LEBLANC
The Securities and Exchange Commission ("Commission") announced that
on September 30, 1999, it issued an Order Instituting Public
Administrative Proceedings Pursuant to Section 15(b)(6) of the
Securities Exchange Act of 1934 ("Order") against Ralph W. LeBlanc of
Harvey, Louisiana.
The Order alleges that the Commission filed suit against LeBlanc in
September 1997, alleging violations of Section 17(a) of the Securities
Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934,
and Rule 10b-5 thereunder (the antifraud provisions of the federal
securities laws) in connection with the sale of Alpha Diversified
Industries, Inc. securities. The Order also alleges that LeBlanc was
permanently enjoined from such future violations on March 26, 1999.
A hearing will be scheduled to take evidence on the staff's
allegations and to afford the respondent an opportunity to present any
defenses thereto. The purpose of the hearing is to determine whether
the allegations are true, and whether any remedial action should be
ordered by the Commission.
_________________________________________________________________
Modified 10/01/1999
SNIPPETS:
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