SEC v JEFFREY A. PARKER - Legal Case Documents


\|

SEC v JEFFREY A. PARKER

Keywords & Phrases

CaseNo: 34-41964, Defendant: Jeffrey A. Parker, Plaintiff: SEC, UniqueCaseRef: SEC>34-41964, Securities, Parker, Commission, Act, Bodnar, Exchange, Investors, Sale, Representations, Delta, Cbt, Cbt-ohio, Instruments, United States, Ohio, Funds, Bank, Pay, Impose, Findings, Remedies, Basis, Scheme, Purchase, Certificates, Money Order, Mails, Disgorgement, Civil Penalty, Plus Prejudgment , ContentID: 120245238

Case Documents

1999-09-30

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 111977

5 pages
HTML

Total Documents: 1 document , 5 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

PARKER
COMMISSION
ACT
BODNAR
EXCHANGE
INVESTORS
SALE
REPRESENTATIONS
DELTA
CBT
CBT-OHIO
INSTRUMENTS
UNITED STATES
OHIO
FUNDS
BANK
PAY
IMPOSE
FINDINGS
REMEDIES
BASIS
SCHEME
PURCHASE
CERTIFICATES
MONEY ORDER
MAILS
DISGORGEMENT
CIVIL PENALTY
PLUS PREJUDGMENT

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES ACT OF 1933
   Release No. 7751 / September 30, 1999

   SECURITIES EXCHANGE ACT OF 1934
   Release No. 41964 / September 30, 1999

   ADMINISTRATIVE PROCEEDING
   File No. 3-10069

   ___________________________________
   In the Matter of                    ORDER INSTITUTING
                                       PUBLIC PROCEEDINGS,
                                       MAKING FINDINGS
                                       AND IMPOSING
                                       REMEDIAL SANCTIONS
   JEFFREY A. PARKER,                  AND CEASE-AND-DESIST
                                       ORDER
   Respondent.
   ___________________________________

   I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate in the public interest and for the protection of investors
   that administrative proceedings be instituted pursuant to Section 8A
   of the Securities Act of 1933 ("Securities Act") and Sections 15(b),
   19(h) and 21C of the Securities Exchange Act of 1934 ("Exchange Act")
   against Jeffrey A. Parker ("Parker").

   In anticipation of the institution of these proceedings, Parker has
   submitted an Offer of Settlement ("Offer") which the Commission has
   determined to accept. Solely for the purposes of these proceedings and
   any other proceedings brought by or on behalf of the Commission or in
   which the Commission is a party, Parker, by his Offer, consents,
   without admitting or denying the findings contained herein, except
   that he admits that the Commission has jurisdiction over him and over
   the subject matter of these proceedings, to the entry of this Order
   Instituting Public Proceedings, Making Findings and Imposing Remedial
   Sanctions and Cease-and-Desist Order ("Order").

   Accordingly, IT IS ORDERED that proceedings against Parker be, and
   hereby are, instituted.

   II.

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

The Securities and Exchange Commission deems it appropriate in the public interest and for

In anticipation of the institution of these proceedings, Parker has submitted an Offer of

Solely for the purposes of these proceedings and any other proceedings brought by or on er.

He was also the president, owner and manager of Bodnar & Associates, which operated as a

From at least November 1996 through July 1997, Bodnar and another individual directed a

The investors were either told or led to believe that these instruments were certificates of

They were told that the instruments would earn 12 percent annually, payable on a quarterly

the investors received documents in the form of unsecured promissory notes issued by CBT and

Bodnar and the other sales representatives continued to assure investors that their funds