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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT SECURITIES ADMINISTRATIVE PROCEEDINGS LOTUS FINDINGS PURSUANT HEREBY SETTLEMENT COMMON STOCK IBM IMPOSE UNITED STATES MAKING FINDINGS DEEMS ENTRY PERMANENT CONSENTS SANCTIONS BROKER-DEALER DISTRICT CIVIL VIOLATION THEREUNDER SHARES TENDER MATERIAL NONPUBLIC INFORMATION NONPUBLIC INFORMATION RELATING PLAN INTERNATIONAL BUSINESS MACHINES |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 41965 / September 30, 1999
Administrative Proceeding
File No. 3-10070
______________________________
)
In the Matter of )
) ORDER INSTITUTING ADMINISTRATIVE
Michael Paul Green, ) PROCEEDINGS, MAKING FINDINGS AND
) IMPOSING REMEDIAL SANCTIONS
Respondent. ) PURSUANT TO SECTIONS 15(b) AND
) 19(h) OF THE SECURITIES
) EXCHANGE ACT OF 1934
______________________________)
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that administrative proceedings
be instituted pursuant to Sections 15(b) and 19(h) of the Securities
Exchange Act of 1934 ("Exchange Act") against Michael Paul Green
("Green").
In anticipation of the institution of these administrative
proceedings, Green has submitted an Offer of Settlement, which the
Commission has determined to accept. Solely for purposes of these
proceedings and any other proceedings brought by, or on behalf of, the
Commission, or to which the Commission is a party, and without
admitting or denying the findings herein, except as to the
jurisdiction of the Commission over him and the subject matter of
these proceedings and the entry of the permanent injunction as
described in paragraph II.D. below, which he admits, Green consents to
the entry of this Order Instituting Administrative Proceedings, Making
Findings and Imposing Remedial Sanctions Pursuant to Sections 15(b)
and 19(h) of the Securities Exchange Act of 1934 ("Order").
Accordingly, IT IS HEREBY ORDERED that public administrative
proceedings be, and hereby are, instituted against Green pursuant to
Sections 15(b) and 19(h) of the Exchange Act.
II.
On the basis of this Order and Green's Offer of Settlement, the
SNIPPETS:
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