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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
NOVATEK EXCHANGE ACT COMMISSION WILLIAM TRAINOR AGREEMENT PURSUANT SECURITIES FIOCRUZ VIOLATIONS VINCENT CELENTANO AMERICA UNIVERSAL HEALTHWATCH MEDICAL DIAGNOSTIC TEST DIAGNOSTIC TEST KITS SOUTH AMERICAN CORRECTION BRAZIL MOU CONTRACTS NEGOTIATIONS JOINT VENTURE MANUFACTURER MATERIAL CONTINGENCIES OXMAN THEREUNDER COLUMBIA MARYLAND PRESIDENT PUBLIC SHAREHOLDERS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40169 / July 6, 1998
ADMINISTRATIVE PROCEEDING
File No. 3-9641
_____________________________
:
In the Matter of :ORDER INSTITUTING PROCEEDINGS
:PURSUANT TO SECTION 21C OF THE
Erick A. Gray, :SECURITIES EXCHANGE ACT OF 1934,
:MAKING FINDINGS AND ORDERING
Respondent. :RESPONDENT TO CEASE AND DESIST
:
_____________________________:
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that proceedings be, and
they hereby are, instituted pursuant to Section 21C of the
Securities Exchange Act of 1934 ("Exchange Act") to determine
whether Erick A. Gray ("Gray") caused violations by Novatek
International, Inc. ("Novatek") of Section 10(b) of the Exchange
Act and Rule 10b-5 thereunder.
II.
In anticipation of the institution of these administrative
proceedings, Gray has submitted an Offer of Settlement (the
"Offer") which the Commission has determined to accept. Under
the terms of the Offer, Gray, solely for the purpose of these
proceedings and any other proceeding brought by or on behalf of
the Commission or in which the Commission is a party, prior to a
hearing pursuant to the Commission's Rules of Practice and
without admitting or denying the matters set forth herein,
consents to the issuance of the Order Instituting Proceedings
Pursuant to Section 21C of the Securities Exchange Act of 1934,
Making Findings and Ordering Respondent to Cease and Desist (the
"Order").
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