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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES COMMISSION SILSETH EXCHANGE ACT REPRESENTATIONS TRADES INSTITUTING PURSUANT VIOLATIONS DISGORGEMENT ADMINISTRATIVE PROCEEDINGS RESPONDENT SETTLEMENT FINDINGS STOCK ANGEION MATCHED TRADES WASH TRADES CIVIL PENALTY FINANCIAL CONDITION KNOWING MATERIAL RESPECT AMOUNT SWORN REPRESENTATIONS PAYMENT ENTRY FRAUDULENT INVESTMENT THEREUNDER |
==========================================START OF PAGE 1======
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7317 / July 30, 1996
SECURITIES EXCHANGE ACT OF 1934
Release No. 37493 / July 30, 1996
ADMINISTRATIVE PROCEEDING
File No. 3-9001
---------------------------------
:
In the Matter of :
:
:
: ORDER MAKING FINDINGS AND
JOHN SILSETH, : IMPOSING REMEDIAL SANCTIONS
:
Respondent. :
:
:
----------------------------------
I.
On May 13, 1996, the Commission deemed it appropriate and in
the public interest to institute proceedings pursuant to Section
8A of the Securities Act of 1933 ("Securities Act") and Sections
15(b), 19(h) and 21C of the Securities Exchange Act of 1934
("Exchange Act") against John Silseth ("Silseth")("Order
Instituting Proceedings"). -[1]-
In response to the institution of these administrative
proceedings, Silseth has submitted an Offer of Settlement which
the Commission has determined to accept. Solely for the purpose
of these proceedings and any other proceeding brought by or on
behalf of the Commission or to which the Commission is a party,
and without admitting or denying the findings herein, except for
those set forth in Section II.A. below, which Silseth admits, he
SNIPPETS:
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