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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT SEHN COMMISSION OXFORD INVESTMENT PURSUANT VIOLATIONS DISTRICT COURT FINDINGS OXFORD CAPITAL SECURITIES COMPLAINT WCC DEALER UNITED STATES ADMINISTRATIVE PROCEEDINGS JAMES SETTLEMENT ALLEGATIONS REMEDIAL SANCTIONS ADMITS CONSENTS BROKER-DEALER OFFERING SELLING DIRECTING MISLEADING STATEMENTS INVESTMENT RISK MERITS SALE |
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UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 37498 / July 30, 1996
Administrative Proceedings
File No. 3-8234
-------------------------
:
:
In the Matter of :
: ORDER MAKING FINDINGS AND
James A. Sehn : IMPOSING REMEDIAL SANCTIONS
and : AGAINST JAMES A. SEHN
Samuel O. Forson : PURSUANT TO SECTIONS 15(b)
: AND 19(h) OF THE SECURITIES
: EXCHANGE ACT OF 1934
--------------------------
I.
On November 22, 1993, the Commission issued an Order
Instituting Public Administrative Proceedings Pursuant to
Sections 15(b) and 19(h) of the Securities Exchange Act of 1934
("Order") against James A. Sehn.
II.
Sehn has submitted an Offer of Settlement ("Offer"),
which the Commission, after due consideration, has determined it
is in the public interest to accept. Solely for the purpose of
these proceedings, and any other proceeding brought by or on
behalf of the Commission, or in which the Commission is a party,
Sehn, without admitting or denying the allegations contained in
the Order or the findings in this Order Making Findings and
Imposing Remedial Sanctions Pursuant to Sections 15(b) and 19(h)
of the Securities Exchange Act of 1934 ("Final Order"), except
the entry of the injunction, set forth in paragraph 5 of Section
III, below, which he admits, consents to the issuance of this
Final Order as set forth below.
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