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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
JOHNSON SECURITIES COMMISSION INVESTMENT PROCEEDING EXCHANGE ACT CUSTOMERS INVESTMENT ADVISERS COMPANY ACT FINDINGS PURSUANT RESPONDENT IMPOSE INSTITUTING REMEDIES SUBMITTING AMOUNT CEASE GERALD PAY DISGORGEMENT CIVIL PENALTIES SPECULATIVE SECURITIES LIMITED PARTNERSHIPS SWORN FINANCIAL STATEMENT PREJUDGMENT PETITION REMEDIAL SANCTIONS HEREBY SETTLEMENT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 37737 / September 27, 1996
SECURITIES ACT OF 1933
Release No. 7340 / September 27, 1996
INVESTMENT ADVISERS ACT OF 1940
Release No. 1583 / September 27, 1996
INVESTMENT COMPANY ACT OF 1940
Release No. 22254 / September 27, 1996
ADMINISTRATIVE PROCEEDING
File No. 3-9106
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:
In the Matter of : ORDER INSTITUTING PROCEEDINGS,
: MAKING FINDINGS, AND IMPOSING
: REMEDIAL SANCTIONS AND ORDER TO
: CEASE AND DESIST PURSUANT TO SECTIONS
: 15(b)(6), 19(h)(3) AND 21C OF THE
: SECURITIES EXCHANGE ACT OF 1934,
Gerald Johnson, : SECTION 8A OF THE SECURITIES ACT OF
: 1933, SECTION 203(f) OF THE
: INVESTMENT ADVISERS ACT OF 1940 AND
: SECTION 9(b) OF THE INVESTMENT
: COMPANY ACT OF 1940
Respondent :
:
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I.
The Securities and Exchange Commission ("Commission") deems
it appropriate and in the public interest that public proceedings
be, and hereby are, instituted pursuant to Sections 15(b)(6) and
19(h)(3) and 21C of the Securities Exchange Act of 1934
("Exchange Act"), Section 8A of the Securities Act of 1933
SNIPPETS:
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