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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
INVESTORS COMMISSION SECURITIES EXCHANGE EXCHANGE ACT LIMITED PARTNERSHIPS SCHEME FUNDS FINDINGS SALE INVESTOR MONEY MATERIAL FACT TRADING PROFITS ACCOUNT STATEMENTS DISTRIBUTIONS TRADING LOSSES SUCCESSIVE LIMITED PARTNERSHIPS ADMINISTRATIVE PROCEEDING SUBPARAGRAPHS SANCTIONS HEREBY BASIS EMPLOYED DEVICES BROKER-DEALER MAILS FRAUD PURCHASERS STOCK |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 37742 / September 27, 1996
ADMINISTRATIVE PROCEEDING
File No. 3-9113
________________________
:
In the Matter of : ORDER INSTITUTING PUBLIC
: PROCEEDINGS, MAKING
MICHAEL G. COHEN, : FINDINGS AND IMPOSING REMEDIAL
: SANCTIONS
Respondent. :
________________________ :
I.
The Securities and Exchange Commission ("Commission") deems
it appropriate and in the public interest that administrative
proceedings be instituted pursuant Sections 15(b) and 19(h) of
the Securities Exchange Act of 1934 ("Exchange Act") against
Michael G. Cohen ("Cohen").
In anticipation of the institution of these proceedings,
Cohen has submitted an Offer of Settlement ("Offer") which the
Commission has determined to accept. Solely for the purpose of
this proceeding and any other proceedings brought by or on behalf
of the Commission or in which the Commission is a party, and
without admitting or denying the findings contained herein,
except for those set forth in subparagraphs II.A. and II.E.
below, which are admitted, Cohen by his Offer consents to the
findings and imposition of the sanctions contained in this Order
Instituting Public Proceedings, Making Findings and Imposing
Remedial Sanctions ("Order").
==========================================START OF PAGE 2======
Accordingly, IT IS ORDERED that proceedings against Cohen
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