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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ACT SIRAK AXIOM COMMISSION COMMON STOCK EXCHANGE ACT PARSHALL SHARES PURSUANT FINDINGS SANCTIONS YORK REGISTRATION STATEMENT SALE TIMES RELEVANT IMPOSING CEASE-AND-DESIST ORDER PURPOSES INCORPORATION UTAH REPORTING QUOTATION VIOLATIONS PROMULGATED THEREUNDER ADMINISTRATIVE PROCEEDING MATTER NORMAN MAKING FINDINGS PARAGRAPH |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
Securities Act of 1933
Release No. 7342 / September 27, 1996
Securities Exchange Act of 1934
Release No. 37740 / September 27, 1996
Administrative Proceeding
File No. 3-9111
_______________________
: ORDER INSTITUTING PROCEEDINGS
In the Matter of : PURSUANT TO SECTION 8A OF THE
: SECURITIES ACT OF 1933 AND SECTIONS
NORMAN L. SIRAK : 15(b) AND 21C OF THE SECURITIES
: EXCHANGE ACT OF 1934, MAKING FINDINGS,
: AND IMPOSING A CEASE-AND-DESIST ORDER
: AND IMPOSING REMEDIAL SANCTIONS
______________________:
I.
The Commission deems it appropriate and in the public
interest that administrative proceedings be instituted pursuant
to Section 8A of the Securities Act of 1933 ("Securities Act")
and Sections 15(b) and 21C of the Securities Exchange Act of 1934
("Exchange Act") with respect to Norman L. Sirak ("Sirak").
II.
In anticipation of the institution of these proceedings,
Sirak has submitted an Offer of Settlement ("Offer") which the
Commission has determined to accept. Solely for the purpose of
these proceedings and any other proceedings brought by or on
behalf of the Commission or to which the Commission is a party,
and without admitting or denying the findings contained herein,
except as to the Commission's finding of jurisdiction and to the
matters set forth in paragraph III.A. below, which he admits,
Sirak consents to the findings and sanctions set forth below.
Accordingly, IT IS ORDERED that proceedings pursuant to
Section 8A of the Securities Act and Sections 15(b) and 21C of
the Exchange Act be, and they hereby are, instituted.
III.
SNIPPETS:
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