 |
 |
|
|
|
|
|
|
|
| | | |
|
|
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
1
.
SEC ADMINISTRATIVE PROCEEDING
|
EXTRACTED KEY WORDS
COMMISSION BROKER-DEALER FINANCIAL STATEMENTS AUDIT ACCOUNTANT PRACTICE ENGAGEMENT SECURITIES AUDITING EXCHANGE PURSUANT FINDINGS EXAMINATION AUDITOR AMERICAN ADMINISTRATIVE PROCEEDINGS SETTLEMENT EMPLOYMENT ACCORDANCE AUDITING STANDARDS GAAS COMPLIANCE REGULATION S-X SECURITIES EXCHANGE ACT HEREBY PRIVILEGE LICENSING OPINION REPORTS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 37761 / September 30, 1996
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 835 / September 30, 1996
ADMINISTRATIVE PROCEEDING
File No. 3-9131
____________________________________
: ORDER INSTITUTING
In the Matter of : PROCEEDINGS AND OPINION
: AND ORDER PURSUANT TO
MONTE S. COLBERT, CPA, : RULE 102(e) OF THE
: COMMISSION'S RULES OF
Respondent. : PRACTICE
___________________________________:
I.
The Securities and Exchange Commission (the "Commission")
deems it appropriate and in the public interest that public
administrative proceedings be and they hereby are instituted
against Monte S. Colbert, CPA, pursuant to Rule 102(e)(1)(ii) of
the Commission's Rules of Practice.-[1]-
II.
In anticipation of the institution of these administrative
proceedings, Colbert has submitted an Offer of Settlement which
the Commission has determined to accept. Solely for the purposes
of these proceedings and any other proceedings brought by or on
behalf of the Commission or to which the Commission is a party,
prior to a hearing pursuant to the Commission's Rules of
SNIPPETS:
|
|
|
| | | |
|
|
