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SEC v MILTON PURYEAR Click to find out why . . .



Keywords & Phrases
CaseNo: IA-1586, Defendant: Milton Puryear, Plaintiff: SEC, State: NY New York, UniqueCaseRef: SEC>IA-1586, Commission, Milton Puryear, Investment Advisers, Petition, Review, Hereby, United States, America, Securities, Exchange Commission, Investment Advisers Act, Admin, Proc, Filing, Proceeding, Pursuant, Practice, Administrative Law Judge, Decision Barring Milton, Docket , ContentID: 120244931

Case Documents
1 1996-09-30 SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below  ] ItemID: 111668
2 pages
TXT
Total Documents: 1 document , 2 pages
Price: $ 19.95


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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS
MILTON PURYEAR
INVESTMENT ADVISERS
PETITION
REVIEW
HEREBY
UNITED STATES
AMERICA
SECURITIES
EXCHANGE COMMISSION
INVESTMENT ADVISERS ACT
ADMIN
PROC
FILING
PROCEEDING
PURSUANT
PRACTICE
ADMINISTRATIVE LAW JUDGE
DECISION BARRING MILTON
DOCKET
==========================================START OF PAGE 1======

                     UNITED STATES OF AMERICA
                            before the
                SECURITIES AND EXCHANGE COMMISSION

INVESTMENT ADVISERS ACT OF 1940
Rel. No. 1586 / September 27, 1996

Admin. Proc. File No. 3-8766
----------------------------------------
                                        :
            In the Matter of            :
                                        :
             MILTON PURYEAR             :
           51 President Street          :
           Brooklyn, New York           :
                                        :
-----------------------------------------
NOTICE THAT INITIAL DECISION HAS BECOME FINAL

     The time for filing a petition for review of the initial
decision in this proceeding has expired.  No such petition has
been filed with respect to Milton Puryear, and the Commission has
not chosen to review the decision on its own initiative.

     Accordingly, notice is hereby given, pursuant to Rule 360(e)
of the Commission's Rules of Practice, that the initial decision
of the administrative law judge -[1]- has become the final
decision of the Commission.  The order contained in that decision
barring Milton Puryear from association with any investment
adviser is hereby declared effective.

     By the Commission.




                                   Jonathan G. Katz
                                      Secretary








SNIPPETS:
  • UNITED STATES OF AMERICA
  • SECURITIES AND EXCHANGE COMMISSION
  • INVESTMENT ADVISERS ACT OF 1940
  • Admin.
  • Proc.
  • The time for filing a petition for review of the initial decision in this proceeding has
  • No such petition has been filed with respect to Milton Puryear, and the Commission has not
  • Accordingly, notice is hereby given, pursuant to Rule 360of the Commission's Rules of
  • The order contained in that decision barring Milton Puryear from association with any
  • , 62 SEC Docket 1755.
  •    |