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1
.
SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RODEMAN GREULICH COMMISSION ACT BODNAR INVESTORS SALE EXCHANGE ACT REPRESENTATIVES DELTA INSTRUMENTS CBT CBT-OHIO OHIO FUNDS IMPOSE RESPONDENTS FINDINGS REMEDIES BASIS OPERATING SCHEME PURCHASE PAY TRANSACTIONS VIOLATION INTERSTATE COMMERCE MAILS CIVIL PENALTIES |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7666 / April 9, 1999
SECURITIES EXCHANGE ACT OF 1934
Release No. 41269 / April 9, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9871
___________________________________
:
In the Matter of : ORDER INSTITUTING
:
PUBLIC PROCEEDINGS, :
: MAKING FINDINGS
: AND IMPOSING
: REMEDIAL SANCTIONS
JOHN R. RODEMAN, : AND CEASE-AND-DESIST
and : ORDER
FRANK J. GREULICH, :
:
:
Respondents. :
________________________________ :
I.
The Securities and Exchange Commission ("Commission") deems
it appropriate and in the public interest that administrative
proceedings be instituted pursuant to Section 8A of the
Securities Act of 1933 ("Securities Act") and Sections 15(b),
19(h) and 21C of the Securities Exchange Act of 1934 ("Exchange
Act") against John R. Rodeman ("Rodeman") and Frank J. Greulich
("Greulich").
In anticipation of the institution of these proceedings,
Rodeman and Greulich have submitted Offers of Settlement
("Offers") which the Commission has determined to accept. Solely
for the purposes of these proceedings and any other proceedings
brought by or on behalf of the Commission or in which the
Commission is a party, Respondents, by their Offers, consent,
without admitting or denying the findings contained herein,
except that they admit that the Commission has jurisdiction over
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