SEC v PETER C. BUCCHIERI - Legal Case Documents


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SEC v PETER C. BUCCHIERI

Keywords & Phrases

CaseNo: 34-41265, Defendant: Peter C. Bucchieri, Plaintiff: SEC, UniqueCaseRef: SEC>34-41265, Bucchieri, Investment, Act, Investment Advisers, Star, Securities, Commission, Proceeding, Clients, Exchange Act, Funds, Administrative Proceeding, Findings, Advisory Clients, District, Peter, Pursuant, Hereby, Register, United States, Imposing, Sanctions, Management, Broker-dealer, Southern District, York, Conviction, Real Estate Investments, Representations , ContentID: 120244912

Case Documents

1999-04-08

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 111648

4 pages
TXT

Total Documents: 1 document , 4 pages

Price: $ 19.95

IVESLCD01 KGI0001

1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

INVESTMENT
ACT
INVESTMENT ADVISERS
STAR
SECURITIES
COMMISSION
PROCEEDING
CLIENTS
EXCHANGE ACT
FUNDS
ADMINISTRATIVE PROCEEDING
FINDINGS
ADVISORY CLIENTS
DISTRICT
COURT
PETER
PURSUANT
HEREBY
REGISTER
UNITED STATES
IMPOSING
SANCTIONS
MANAGEMENT
BROKER-DEALER
SOUTHERN DISTRICT
YORK
CONVICTION
REAL ESTATE INVESTMENTS
REPRESENTATIONS


                               UNITED STATES OF AMERICA
                                      Before the
                          SECURITIES AND EXCHANGE COMMISSION

          SECURITIES EXCHANGE ACT OF 1934
          Release No. 41265 \ April 8, 1999

          INVESTMENT ADVISERS ACT OF 1940
          Release No.  1797 \ April 8, 1999

          ADMINISTRATIVE PROCEEDING
          File No. 3-9868


          -----------------------------------
                                             :
          In the Matter of                   :
                                             :
                                             :    ORDER INSTITUTING
                                             :    PUBLIC PROCEEDINGS,
MAKING
                    PETER C. BUCCHIERI,      :    FINDINGS, AND IMPOSING
                                             :    REMEDIAL SANCTIONS
                                             :
                                             :
                              Respondent.    :
                                             :
          -----------------------------------


                                          I.

               The Securities and Exchange Commission ("Commission") deems
          it appropriate and in the public interest that public
          administrative proceedings be instituted against Peter C.
          Bucchieri, ("Bucchieri") pursuant to Sections 15(b)(6) and 19(h)
          of the Securities Exchange Act of 1934 ("Exchange Act") and
          Section 203(f) of the Investment Advisers Act of 1940 ("Advisers
          Act").

                                         II.

               In anticipation of the institution of this administrative
          proceeding, Bucchieri has submitted an Offer of Settlement
          ("Offer") which the Commission has determined to accept.  Solely
          for the purpose of this proceeding and any other proceeding
          brought by or on behalf of the Commission or to which the

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

SECURITIES EXCHANGE ACT OF 1934

PETER C. BUCCHIERI,: FINDINGS, AND IMPOSING

The Securities and Exchange Commission deems it appropriate and in the public interest that

In anticipation of the institution of this administrative proceeding, Bucchieri has submitted

Solely for the purpose of this proceeding and any other proceeding brought by or on behalf of

IT IS ORDERED that an administrative proceeding be and hereby is instituted against Bucchieri

Star never was registered with the Commission in any capacity.

From 1988 through November 1994, Bucchieri was associated with Bucchieri Asset Management, a

Bucchieri pled guilty, on November 13, 1996, in the United States District Court for the

York, to one felony count of conspiracy to commit wire and securities fraud in connection