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1
.
SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION INVESTORS OHIO EXCHANGE ACT SECURITIES BROKER ADMINISTRATIVE PROCEEDINGS UNITED STATES BUSINESS CANADIAN BONDS DEALER COMMISSION PURSUANT DANNY PLEA AGREEMENT MONEY SALESMAN CLIENTS FUNDS EXPENSES FRAUDULENT PERIODIC PAYMENTS DEEMS FINDINGS SANCTIONS COMMITTING OFFENSES UNITED STATES ATTORNEY FRAUD RESTITUTION |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41295 \ April 15, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9874
)
)
In the Matter of ) ORDER INSTITUTING PUBLIC
) PROCEEDINGS, MAKING
Danny Lee Coomer, ) FINDINGS AND IMPOSING
Respondent. ) REMEDIAL SANCTIONS
)
)
I.
The Securities and Exchange Commission (Commission) deems it
appropriate and in the public interest that public administrative
proceedings be instituted pursuant to Sections 15(b) and 19(h) of
the Securities Exchange Act of 1934 (Exchange Act) against Danny
Lee Coomer (Coomer).
II.
In anticipation of the institution of these administrative
proceedings, Coomer has submitted an Offer of Settlement (Offer)
which the Commission has determined it is in the public interest
to accept. Solely for the purpose of these proceedings, and any
other proceedings brought by or on behalf of the Commission or to
which the Commission is a party, and without admitting or denying
the findings, except as to jurisdiction and the facts set forth
in Paragraphs III.A - III.C below, which he admits, Coomer
consents to the entry of this Order, its findings and the
imposition of sanctions as set forth below.
III.
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