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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES COMMISSION ACT EXCHANGE ACT COMPLAINT INVESTORS BROKER-DEALER SECURITIES DEALERS ALLEGES FUNDS CUSTOMERS ACCOUNTS UNITED STATES ADMINISTRATIVE PROCEEDINGS PETER JOSEPH CAMMARANO PURSUANT FINDINGS SETTLEMENT ADMITTING NATIONAL ASSOCIATION VIOLATIONS ENTRY INJUNCTION PARAGRAPHS CAMMARANO CONSENTS MEMBER PERMANENT THEREUNDER DISTRICT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41332 \ April 26, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9883
In the Matter of
Peter Joseph Cammarano,
Respondent.
ORDER INSTITUTING PROCEEDINGS
PURSUANT TO SECTION 15(b)(6) OF THE
SECURITIES EXCHANGE ACT OF 1934,
MAKING FINDINGS AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be and hereby are instituted pursuant to Section 15(b)(6)
of the Securities Exchange Act of 1934 ("Exchange Act"), against Peter
Joseph Cammarano ("Cammarano").
In anticipation of the institution of these proceedings, Cammarano has
submitted an Offer of Settlement to the Commission which the
Commission has determined to accept. Solely for the purposes of these
proceedings and any other proceedings brought by or on behalf of the
Commission or in which the Commission is a party, prior to a hearing
pursuant to the Commission's Rules of Practice, 17 C.F.R. § 201.100
and, without admitting or denying the findings contained herein,
except as to entry of the injunction described below and the
jurisdiction of the Commission over him in this matter as set forth in
paragraphs II.A and II.B, which are admitted, Cammarano consents to
the institution of public administrative proceedings, and the findings
and remedial sanctions set forth below.
II.
On the basis of this Order and the Offer of Settlement submitted by
Cammarano, the Commission finds that
A. From October 1991 through April 1994, Cammarano was associated as a
registered representative with Brokers Transaction Services, Inc., a
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