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1
.
SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
INVESTORS TUFO SECURITIES RESPONDENT TUFO OFFERING MATERIALS COMMISSION MEDCO NOTES ACT MEDICAL EQUIPMENT REPRESENTATIONS PRESIDENT PURCHASE PROSPECT CALIFORNIA VIOLATIONS PROCEEDING SALE EXCHANGE ACT BROKER-DEALER PUBLICATION FRAUDULENT FACTS ADMITTING AMOUNT DIRECTORS EMPLOYMENT JOINT VENTURES SELL COMMITTING |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7672 / April 28, 1999
SECURITIES EXCHANGE ACT OF 1934
Release No. 41340 / April 28, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9690
: ORDER MAKING FINDINGS
In the Matter of : AND IMPOSING REMEDIAL
: SANCTIONS
:
JOSEPH P. TUFO, :
:
Respondent. :
:
:
I.
The Securities and Exchange Commission ("Commission")
instituted public administrative and cease-and-desist proceedings
pursuant to Section 8A of the Securities Act of 1933 ("Securities
Act") and Sections 15(b), 19(h) and 21C of the Securities
Exchange Act of 1934 ("Exchange Act") against Joseph P. Tufo
("Tufo") on September 1, 1998.
II.
Respondent Tufo has submitted an Offer of Settlement
("Offer") to the Commission, which the Commission has determined
to accept. Solely for the purpose of this proceeding and any
other proceeding brought by or on behalf of the Commission, or in
which the Commission is a party, and without admitting or denying
the findings contained herein, except as to the jurisdiction of
the Commission over Respondent Tufo and over the subject matter
of this proceeding and as to Section III., paragraph 1., below,
which are admitted, Respondent Tufo by his Offer consents to the
entry of findings and remedial sanctions set forth below.
III.
On the basis of this Order and the Offer submitted by
SNIPPETS:
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