ADMINISTRATIVE PROCEEDING v RODD BUCKLE


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Keywords & Phrases

CaseNo: 34-41349, Defendant: RODD BUCKLE, Plaintiff: ADMINISTRATIVE PROCEEDING, UniqueCaseRef: SEC>34-41349, Buckle, Securities, Exchange Act, Commission, Instituting, Findings, Investors, Administrative Proceedings, Proceedings Pursuant, Hereby, Entry, Injunction, Penny Stock, Civil, Permanently Enjoins, Complaint, Rodd Buckle, Making Findings, Imposing Remedial Sanctions, Deems, Admitting, Denying, Buckle Consents, Nevada, Participating, Offering, District, Violating, Thereunder, Representations , ContentID: 120244894

Case Documents

1999-04-30

SEC ADMINISTRATIVE PROCEEDING
[ see first page and extracted highlights below ] ItemID: 111630

3 pages
HTML

Total Documents: 1 document , 3 pages

Price: $ 19.95

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1 . SEC ADMINISTRATIVE PROCEEDING

EXTRACTED KEY WORDS

SECURITIES
EXCHANGE ACT
COMMISSION
INSTITUTING
FINDINGS
INVESTORS
ADMINISTRATIVE PROCEEDINGS
PROCEEDINGS PURSUANT
HEREBY
ENTRY
INJUNCTION
PENNY STOCK
CIVIL
PERMANENTLY ENJOINS
COMPLAINT
RODD BUCKLE
MAKING FINDINGS
IMPOSING REMEDIAL SANCTIONS
DEEMS
ADMITTING
DENYING
BUCKLE CONSENTS
NEVADA
PARTICIPATING
OFFERING
DISTRICT
VIOLATING
THEREUNDER
REPRESENTATIONS

UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION

   SECURITIES EXCHANGE ACT OF 1934

   Release No. 41349 \ April 30, 1999

   ADMINISTRATIVE PROCEEDING

   File No. 3-9885

   In the Matter of

   RODD BUCKLE,
   Respondent.
   ORDER INSTITUTING PUBLIC PROCEEDINGS
   PURSUANT TO SECTION 15(b)(6)
   OF THE SECURITIES EXCHANGE ACT
   OF 1934, MAKING FINDINGS, AND
   IMPOSING REMEDIAL SANCTIONS

   I.

   The Securities and Exchange Commission ("Commission") deems it
   appropriate and in the public interest that public administrative
   proceedings pursuant to Section 15(b)(6) of the Securities Exchange
   Act of 1934 ("Exchange Act") be, and they hereby are, instituted
   against Rodd Buckle ("Buckle").

   II.

   In anticipation of the institution of these administrative
   proceedings, Buckle has submitted an Offer of Settlement ("Offer"),
   which the Commission has determined to accept. Solely for the purpose
   of these proceedings and any other proceedings brought by or on behalf
   of the Commission or in which the Commission is a party, and without
   admitting or denying the findings herein, except that the Buckle
   admits the entry of the injunction set forth in paragraph III.C and
   the jurisdiction of the Commission over him and over the subject
   matter of this proceeding, Buckle consents to the entry of this Order
   Instituting Public Proceedings Pursuant to Section 15(b)(6) of the
   Securities Exchange Act of 1934, Making Findings, and Imposing
   Remedial Sanctions ("Order").

   III.

   On the basis of this Order and Buckle's Offer the Commission makes the

SNIPPETS:

SECURITIES AND EXCHANGE COMMISSION

OF THE SECURITIES EXCHANGE ACT

The Securities and Exchange Commission deems it appropriate and in the public interest that

In anticipation of the institution of these administrative proceedings, Buckle has submitted

Solely for the purpose of these proceedings and any other proceedings brought by or on behalf curities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions.

Nevada.

On April 22, 1999, the United States District Court for the District of Nevada issued an

Nev.)) that, inter alia, permanently enjoins Buckle from violating Sections 5, 5and 17of the

Securities Exchange Act of 1934, and Rule 10b-5 thereunder and orders him to pay disgorgement

The Commission's complaint in that action alleged that in 1998 Buckle represented to

The complaint further alleged that contrary to his representations, Buckle used as much as

Based on the foregoing, the Commission deems it appropriate and in the public interest to

IT IS HEREBY ORDERED that Buckle be, and hereby is, barred from participating in an offering


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