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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
STEPHENS SECURITIES TRUST COMMISSION PRACTICE AUDIT CLIENTS INDEPENDENCE FAMILY INVESTMENT TRUST COPPOLINO GAITO RESPONDENTS BRENNAN EXCHANGE ACT TRUSTEE CONCURRING PARTNER ACCOUNTING AUDITOR INDEPENDENCE ITB CONSULTANT FINANCIAL STATEMENTS PRINCIPALS FYE AUDIT FIRM ACCOUNTANT CPA CONTROLLING SHAREHOLDERS ENGAGEMENT PARTNER AIRSHIELD COMPOSITES LEGAL SERVICES |
UNITED STATES OF AMERICA
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 41425 / May 19, 1999
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1135 / May 19, 1999
Administrative Proceeding File No. 3-9903
________________________________
:
In the Matter of : ORDER INSTITUTING
PROCEEDINGS
: PURSUANT TO SECTION 21C OF
THE
MOORE STEPHENS, P.C., : SECURITIES EXCHANGE ACT OF
1934,
LINDA F. O'DONNELL, CPA, and : AND RULE 102(e) OF THE
ANGELO J. COPPOLINO, CPA, : COMMISSION'S RULES OF
: PRACTICE,
: MAKING FINDINGS AND
IMPOSING
: REMEDIAL SANCTIONS
:
Respondents. :
_______________________________:
I.
The Securities and Exchange Commission ("Commission")
deems it appropriate and in the public interest that public
administrative proceedings pursuant to Section 21C of the
Securities Exchange Act of 1934 ("Exchange Act"), and Rules
102(e)(1)(ii) and (iii)[1] of the Commission's Rules of
Practice, be and hereby are instituted against Moore
Stephens, P.C. ("Moore Stephens"), Linda F. O'Donnell
("O'Donnell"), and Angelo J. Coppolino ("Coppolino")
(collectively "the Respondents").
**FOOTNOTES**
[1]: Rule 102(e)(1) of the Commission's Rules of Practice
provides, in pertinent part:
SNIPPETS:
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