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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
PROXY SOLICITATION UTILX COMMISSION SHAREHOLDERS EXCHANGE ACT VIOLATION DIRECTORS SECURITIES DISCLOSURE STOCK MATERIALS PROXY FORM BUSINESS SHARES PROXIES REQUEST INSTITUTING DISCLOSURE REQUIREMENTS PURSUANT FINDINGS ENTRY FACTS COMMON STOCK ELECTION MEETING ELECT FAILING SCHEDULE |
#Previous
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
Securities Exchange Act of 1934
Release No. 41458 / May 27, 1999
Administrative Proceeding
File No. 3-9914
In the Matter of
JEROME EDWARD STOCKDALE,
Respondent.
ORDER INSTITUTING PUBLIC
PROCEEDINGS PURSUANT TO
SECTION 21C OF THE
SECURITIES EXCHANGE ACT
OF 1934, MAKING
FINDINGS AND IMPOSING A
CEASE-AND-DESIST ORDER
AND REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and hereby are, instituted pursuant to Section 21C of
the Securities Exchange Act of 1934 ("Exchange Act") against Jerome
Edward Stockdale ("Stockdale").
II.
In anticipation of the institution of these proceedings, Stockdale has
submitted an Offer of Settlement which the Commission has determined
to accept. Solely for the purpose of these proceedings, and any other
proceedings brought by or on behalf of the Commission, or in which the
Commission is a party, without admitting or denying the findings set
forth below, except as to jurisdiction of the Commission over
Stockdale and over the subject matter of these proceedings, which
Stockdale admits, Stockdale consents to the entry of the findings,
cease-and-desist order and remedial sanctions set forth below.
III.
FACTS
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