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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RESPONDENT ADMINISTRATIVE PROCEEDINGS SECURITIES EXCHANGE ACT INSTITUTING FINDINGS ARNOLD ZOUSMER PURSUANT REMEDIAL SANCTIONS ADMITTING SUSPENSION UNITED STATES MATTER IMPOSING DEEMS PROTECTION INVESTORS HEREBY JURISDICTION CONSENTS ENTRY BROKER-DEALER DISTRICT PAY PREJUDGMENT AMOUNT CIVIL PENALTY FOREGOING IMPOSE |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42809 / May 23, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10207
__________________________
In the Matter of
ARNOLD ZOUSMER,
Respondent.
__________________________
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE PROCEEDINGS
PURSUANT TO SECTIONS 15(b)(6)
AND 19(h) OF THE SECURITIES
EXCHANGE ACT OF 1934, MAKING
FINDINGS AND IMPOSING
REMEDIAL SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate in the public interest and for the protection of investors
that a public administrative proceeding be, and hereby is, instituted
pursuant to Sections 15(b)(6) and 19(h) of the Securities Exchange Act
of 1934 ("Exchange Act") against Respondent Arnold Zousmer
("Zousmer").
II.
In anticipation of the institution of these administrative
proceedings, Respondent has submitted an Offer of Settlement (the
"Offer") which the Commission has determined to accept. Solely for the
purpose of these proceedings and any other proceedings brought by or
on behalf of the Commission or in which the Commission is a party, and
without admitting or denying the findings, except as to jurisdiction
over him and the subject matter of these proceedings and as to
paragraphs III.A. and III.B. below, which Respondent admits,
SNIPPETS:
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