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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
CYMA GLASER COMMISSION EXCHANGE ACT DISTRIBUTOR AGREEMENT SECURITIES FINDINGS PURSUANT VIOLATION CONFIRMATION REQUEST CAUSED COMPUTONE THEREUNDER MICHAEL RESPONDENT TEMPE ARIZONA PURCHASE PAY CAUSING FUTURE VIOLATION ACCOUNTING MATTER MAKING FINDINGS IMPOSING SETTLEMENT ADMITTING COMPUTONE CORPORATION SELLS RISK |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42881 / June 1, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1265 / June 1, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10042
_________________________________________________________________
In the Matter of
James D. Montgomery, II,
Danny R. Auerbach, and
Michael L. Glaser
Respondent.
_________________________________________________________________
ORDER MAKING FINDINGS
AND IMPOSING A
CEASE-AND-DESIST
ORDER AS TO
MICHAEL L. GLASER
I.
On September 28, 1999, the Securities and Exchange Commission
("Commission") deemed it appropriate that public administrative
cease-and-desist proceedings be instituted pursuant to Section 21C of
the Securities Exchange Act of 1934 ("Exchange Act") against Michael
L. Glaser ("Glaser").
Following the institution of those proceedings, Glaser submitted an
Offer of Settlement ("Offer"), which the Commission has determined to
accept. Solely for the purpose of these proceedings and any other
proceeding brought by or on behalf of the Commission or in which the
Commission is a party, Glaser consents to the entry of this Order
Making Findings and Imposing a Cease-and-Desist Order ("Order")
without admitting or denying the findings set forth herein, except as
to the jurisdiction of the Commission over him and over the subject
matter of these proceedings, which are admitted.
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