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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT COMMISSION COMPUTONE VIOLATION SECURITIES FINDINGS CAUSED COMPUTONE COMMITTED VIOLATIONS THEREUNDER DANNY RESPONDENT PURSUANT SALES REPORT INCOME CAUSING FUTURE VIOLATION MATTER ORDER MAKING FINDINGS SETTLEMENT ADMITTING GEORGIA CUSTOMER PURCHASE ORDER PRESIDENT INTERNAL COMPUTONE SALES PRINCIPAL RESPONSIBILITY REQUEST TRANSACTION |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42882 / June 1, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1266 / June 1, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10042
_________________________________________________________________
In the Matter of
James D. Montgomery, II,
Danny R. Auerbach, and
Michael L. Glaser
Respondent.
_________________________________________________________________
ORDER MAKING FINDINGS
AND IMPOSING A
CEASE-AND-DESIST
ORDER AS TO
DANNY R. AUERBACH
I.
On September 28, 1999, the Securities and Exchange Commission
("Commission") deemed it appropriate that public administrative
cease-and-desist proceedings be instituted pursuant to Section 21C of
the Securities Exchange Act of 1934 ("Exchange Act") against Danny R.
Auerbach ("Auerbach").
Following the institution of those proceedings, Auerbach submitted an
Offer of Settlement ("Offer"), which the Commission has determined to
accept. Solely for the purpose of these proceedings and any other
proceeding brought by or on behalf of the Commission or in which the
Commission is a party, Auerbach consents to the entry of this Order
Making Findings and Cease-and-Desist Order ("Order") without admitting
or denying the findings set forth herein, except as to the
jurisdiction of the Commission over him and over the subject matter of
these proceedings, which are admitted.
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