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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
ALBA PRACTICE ACCOUNTING EXCHANGE COMPUTONE VIOLATIONS SECURITIES EXCHANGE ACT FINANCE REVIEW INSTITUTING ADMINISTRATION PURSUANT FINDINGS CONTROLS THEREUNDER PREPARATION FIRM REPORTS MEMBER GREGORY CPA SUBMITTING ADMITTING OFFICER INJUNCTION CHIEF PRINCIPLES CIVIL |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 42981 / June 26, 2000
ACCOUNTING AND AUDITING ENFORCEMENT
Release No. 1280 / June 26, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10243
_________________________________________________________________
In the Matter of
Gregory A. Alba, CPA
Respondent.
_________________________________________________________________
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE
PROCEEDINGS PURSUANT TO
RULE 102(e) OF THE
COMMISSION'S RULES OF
PRACTICE, MAKING FINDINGS
AND IMPOSING REMEDIAL
SANCTIONS
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and they hereby are, instituted against Gregory A.
Alba ("Alba"), a CPA, pursuant to Rule 102(e) of the Commission's
Rules of Practice (17 C.F.R. §201.102(e)) ("Rule 102(e)").
II.
In anticipation of the institution of these proceedings, Alba has
submitted an Offer of Settlement ("Offer"), which the Commission has
determined to accept. Solely for the purpose of these proceedings, and
any other proceedings brought by or on behalf of the Commission or to
which the Commission is a party, Alba, without admitting or denying
the findings set forth herein, except those findings contained in
Section III,A and E, below, and the Commission's jurisdiction over
him, which are admitted, consents to the entry of this Order
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