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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
RESPONDENT FERRO SECURITIES ACT PROCEEDING POWER EXCHANGE VIOLATIONS RICH MANAGEMENT PARTNERSHIP UNITS IMPOSE FINDINGS REMEDIES PURSUANT SOLD CIVIL MONEY PENALTY COMMITTING PETITION MATTER MADLYN LEE FERRO SANCTIONS SETTLEMENT ENTRY BROKER REGISTRATION STATEMENT PURPOSE ADMITTING BASIS CONNECTION AFORESAID |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7869 / June 28, 2000
SECURITIES EXCHANGE ACT OF 1934
Release No. 42989 / June 28, 2000
ADMINISTRATIVE PROCEEDING
File No. 3-10055
In the Matter of
MADLYN LEE FERRO
and DWIGHT H. STEPHENS,
Respondent.
ORDER MAKING FINDINGS,
IMPOSING REMEDIAL
SANCTIONS AND ISSUING A
CEASE-AND-DESIST ORDER
AGAINST MADLYN LEE FERRO
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest to accept the Offer of
Settlement ("Offer") submitted by Madlyn Lee Ferro ("Ferro" or
"Respondent") pursuant to Rule 240(a) of the Rules of Practice of the
Commission, 17 C.F.R. § 201.240(a), for the purpose of settlement of
this public administrative and cease-and-desist proceeding instituted
by the Commission against her on September 30, 1999 pursuant to
Section 8A of the Securities Act of 1933 ("Securities Act") and
Sections 15(b) and 21C of the Securities Exchange Act of 1934
("Exchange Act").
II.
Solely for the purpose of these proceedings and any other proceedings
brought by or on behalf of the Commission or to which the Commission
is a party, and without admitting or denying any of the findings
contained herein, except as to the jurisdiction of the Commission over
her and over the subject matter of these proceedings, and as to the
matters set forth in Section III.1., below, which are admitted, Ferro
consents to the entry by the Commission of this Order.
III.
SNIPPETS:
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