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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COSTANZA POOLS NOTE OFFERINGS COUNTY SECURITIES ACT COMMISSION PROCEEDING INVESTMENT STRATEGY TAX-EXEMPT OFFERINGS FUNDS FINDINGS ANTICIPATION REVERSE REPURCHASE AGREEMENTS PROCEEDING PURSUANT SETTLEMENT SCHOOL DISTRICTS TRAN TEETER NOTE UNITED STATES DISCLOSURE ORDER INSTITUTING REPAYMENT ACCOUNT MATERIAL INFORMATION TAXABLE NOTE ORANGE COUNTY INVERSE FLOATERS JEAN COSTANZA RESPONDENT MAKING FINDINGS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7621 / January 6, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9799
In the Matter of
Jean Costanza,
Respondent.
ORDER INSTITUTING A PUBLIC CEASE-AND-DESIST
PROCEEDING PURSUANT TO SECTION 8A OF THE
SECURITIES ACT OF 1933, MAKING FINDINGS,
AND IMPOSING CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate that a public cease-and-desist proceeding be and hereby is
instituted pursuant to Section 8A of the Securities Act of 1933
("Securities Act") against Jean Costanza ("Costanza"). II.
In anticipation of the institution of this proceeding, Costanza has
submitted an Offer of Settlement, which the Commission has determined
to accept. Solely for the purpose of this proceeding and any other
proceedings brought by or on behalf of the Commission or to which the
Commission is a party, and without admitting or denying the findings
contained herein, except that Costanza admits the jurisdiction of the
Commission over her and over the subject matter of this proceeding,
Costanza, by her Offer of Settlement, consents to the entry of this
Order Instituting a Public Cease-And-Desist Proceeding Pursuant to
Section 8A of the Securities Act of 1933, Making Findings, and
Imposing Cease-and-Desist Order ("Order") and to the entry of the
findings and the cease-and-desist order set forth below.
Accordingly, IT IS HEREBY ORDERED that a proceeding pursuant to
Section 8A of the Securities Act be, and hereby is, instituted. III.
On the basis of this Order and the Offer of Settlement submitted by
Costanza, the Commission finds that
A. RESPONDENT
Jean Costanza ("Costanza") was the issuer's bond counsel for eight
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