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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION ACT SECURITIES PRACTICE EXCHANGE ACT VISUAL CYBERNETICS PURSUANT VIOLATING UNITED STATES JOEL PENSLEY FINDINGS SETTLEMENT INSTITUTING COMPLAINT NOMINEES DISTRICT PROVISION COMPASS ROSE PERMANENTLY ENJOINING COURT ADMINISTRATIVE PROCEEDINGS IMPOSING REMEDIAL SANCTIONS PURSUANT ADMITTING ENTRY INJUNCTION ATTORNEY STOCK REGISTRATION STATEMENT |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40890 / January 7, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9800
In the Matter of
JOEL PENSLEY,
Respondent.
ORDER INSTITUTING PROCEEDINGS,
MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS PURSUANT TO
RULE 102(e) OF THE COMMISSIONS
RULES OF PRACTICE
I.
The Securities and Exchange Commission ("Commission") deems it
appropriate and in the public interest that public administrative
proceedings be, and they hereby are, instituted against Joel Pensley
("Pensley") pursuant to Rule 102(e)(3) of the Commission's Rules of
Practice.
In anticipation of the institution of these administrative
proceedings, Pensley has submitted an Offer of Settlement of Joel
Pensley ("Offer of Settlement") that the Commission has determined to
accept. Solely for the purpose of these proceedings and any other
proceedings brought by or on behalf of the Commission or to which the
Commission is a party, Pensley, without admitting or denying the
findings, except as to the entry of the injunction set forth in
paragraph II.B.4 and the Commission's jurisdiction over him and the
subject matter of these proceedings, which are admitted, consents to
the entry of this Order Instituting Proceedings, Making Findings, and
Imposing Remedial Sanctions Pursuant to Rule 102(e) of the
Commission's Rules of Practice ("Order").
II.
FINDINGS
On the basis of this Order and the Offer of Settlement, the Commission
finds the following
SNIPPETS:
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