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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE ACT FORM TA-Y2K SECURITIES PURSUANT CSJ IVY TRANSFER AGENTS FINDINGS DAVIDSON IMPOSE CEASE-AND-DESIST PROCEEDINGS VIOLATIONS CIVIL PENALTY THEREUNDER ENFORCEMENT ACTION AMOUNT MONEY PETITION REMEDIES SANCTIONS SETTLEMENT ENTRY STAFF IMPOSING NATIONAL STOCK TRANSFER ADMITTING CEASE HEREBY |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 40895 / January 7, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9801
______________________________
) ORDER INSTITUTING PUBLIC
In the Matter of ) ADMINISTRATIVE AND CEASE-AND-
Corporate Planners, Inc., ) DESIST PROCEEDINGS PURSUANT TO
CSJ Limited Liability Company,) SECTIONS 17A(c)(3) AND 21C OF
Davidson Trust Co., ) THE SECURITIES EXCHANGE ACT OF
1934,
Ivy Mackenzie Services Corp., ) MAKING FINDINGS AND IMPOSING
and National Stock Transfer ) SANCTIONS AND ORDERING
and Accounting, Inc, ) RESPONDENTS TO CEASE AND DESIST
)
Respondents. )
)
)
______________________________)
I.
The Securities and Exchange Commission ("Commission") deems
it appropriate and in the public interest to institute public
administrative and cease-and-desist proceedings against Corporate
Planners, Inc. (File No. 84-5739) ("Corporate"), CSJ Limited
Liability Company (File No. 84-5720) ("CSJ"), Davidson Trust Co.
(File No. 84-1455) ("Davidson"), Ivy Mackenzie Services Corp.
(File No. 84-5468) ("Ivy"), and National Stock Transfer and
Accounting, Inc. (File No. 84-5729) ("National") (collectively,
"Respondents") pursuant to Sections 17A(c)(3) and 21C of the
Securities Exchange Act of 1934 ("Exchange Act").
II.
In anticipation of the institution of these administrative
proceedings, Respondents have submitted Offers of Settlement
which the Commission has determined to accept. Solely for the
purpose of these proceedings and any other proceedings brought by
or on behalf of the Commission, or in which the Commission is a
party, and without admitting or denying the findings herein,
except as to jurisdiction and those facts set forth in paragraph
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