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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
EXCHANGE ACT COMMISSION SECURITIES INSTITUTING PROCEEDINGS MARKET MAKING TRANSACTION VIOLATION PURSUANT FINDINGS RESPONDENT NASDAQ STOCK THEREUNDER COORDINATION QUOTATIONS RELATED SERIES UNLAWFUL PROFITS MONEY ORDER BOSTON CORPORATION ENTRY RELEVANT TIMES BUSINESS ACCOMPANYING ORDER INSTITUTING CREDIT SUISSE FIRST PURPOSES ADMITTING ACCORDANCE YORK ACCOUNTS |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No. 34-40904 / January 11, 1999
ADMINISTRATIVE PROCEEDING
File No. 3-9803
__________________________________
:
In the Matter of : ORDER MAKING
FINDINGS : AND IMPOSING
CERTAIN MARKET MAKING : SANCTIONS AS TO
ACTIVITIES ON NASDAQ : CREDIT SUISSE FIRST
: BOSTON CORPORATION
:
___________________________________:
I.
In the accompanying Order Instituting Proceedings
Pursuant to Sections 15(b) and 21C of the Securities
Exchange Act of 1934 and Findings of the Commission ("Order
Instituting Proceedings"), the Securities and Exchange
Commission ("Commission") instituted these public
administrative proceedings against Credit Suisse First
Boston Corporation ("CS First Boston" or "Respondent") and
other firms and individuals. Contemporaneously, CS First
Boston has submitted an Offer of Settlement ("Offer") in
anticipation of the institution of these proceedings, which
the Commission has determined to accept. In its Offer,
Respondent, solely for the purposes of these proceedings and
any other proceedings brought by or on behalf of the
Commission or to which the Commission is a party, prior to a
hearing pursuant to the Commission’s Rules of Practice, and
without admitting or denying the findings herein, except for
the findings of Section II.A., which are admitted, has
consented to the entry of the Order Instituting Proceedings
and this Order Making Findings and Imposing Sanctions as to
Credit Suisse First Boston Corporation (which are
hereinafter referred to as the "Orders").
The Commission has determined that it is appropriate
and in the public interest to accept the Respondent’s Offer
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