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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
FEATURING SECURITIES HOTLINES ONLINE COMMISSION GRADY INVESTMENT OPPORTUNITIES SECURITIES ACT PUBLICITY PUBLISHER STOCK DISCLOSURE PURSUANT AMOUNT VIOLATIONS EXCHANGE RESPONDENTS FINDINGS PRESIDENT INTERNET ADVERTISEMENT COMMITTING GLOBAL INFORMATION SERVICES D/B/A PURPOSE CONSENT ENTRY SANCTIONS FLORIDA TOUT |
UNITED STATES OF AMERICA
before the
SECURITIES AND EXCHANGE COMMISSION
Securities Act of 1933
Release No. 7632 / January 21, 1999
Administrative Proceeding
File No. 3-9772
___________________________________
In the matter of : ORDER MAKING FINDINGS
: AND IMPOSING A CEASE-
Global Information Services, Inc. : AND-DESIST ORDER
d/b/a Investment Hotlines and : PURSUANT TO SECTION 8A
James E. Grady, : OF THE SECURITIES
: ACT OF 1933
Respondents. :
__________________________________ :
I.
On October 27, 1998, the Securities and Exchange
Commission ("Commission") entered an Order Instituting
Public Administrative Cease-and-Desist Proceedings Pursuant
to Section 8A of the Securities Act of 1933 ("Securities
Act") against Global Information Services, Inc. d/b/a
Investment Hotlines ("Investment Hotlines") and James E.
Grady ("Grady") (collectively "Respondents").
II.
Investment Hotlines and Grady have submitted an Offer
of Settlement (the "Offer") for the purpose of resolving
these proceedings, which Offer the Commission has determined
to accept. Solely for the purpose of these proceedings and
any other proceedings brought by or on behalf of the
Commission or to which the Commission is a party,
Respondents, by their Offer, consent to the entry of this
Order Making Findings and Imposing a Cease-And-Desist Order
Pursuant to Section 8A of the Securities Act of 1933
("Order"), admit the jurisdiction of the Commission and,
without admitting or denying the findings set forth herein,
consent to the entry of the findings and remedial sanctions
set forth below.
SNIPPETS:
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