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1
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SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
SECURITIES EXCHANGE COMMISSION ACT PROCEEDING BROKER DYES STOCK VIOLATIONS RESPONDENT FINDINGS RICHARD CEDRONE PAY YORK MONEY ORDER DEVISE SCHEME ARTIFICE PURSUANT SETTLEMENT REPRESENTATIVES UNDISCLOSED COMPENSATION PURCHASE SANCTIONS FLORIDA ROSE INDUCE SHARES COMMITTING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7651 / March 1, 1999
SECURITIES EXCHANGE ACT OF 1934
Release No. 41125 / March 1, 1999
ADMINISTRATIVE PROCEEDING
File No. 3 - 9157
_____________________
:
In the Matter of : ORDER MAKING FINDINGS,
: IMPOSING REMEDIAL SANCTIONS
Richard Cedrone, : AND IMPOSING A CEASE-AND-
: DESIST ORDER
:
Respondent. :
_____________________:
I.
In connection with a public administrative proceeding
instituted against him pursuant to Section 8A of the
Securities Act of 1933 ("Securities Act") and Sections 15(b)
and 21C of the Securities Exchange Act of 1934 ("Exchange
Act"), Richard Cedrone ("Cedrone") has submitted an Offer of
Settlement ("Offer") to the Securities and Exchange
Commission ("Commission"), which the Commission has
determined to accept. Solely for the purpose of this
proceeding and any other proceeding brought by or on behalf
of the Commission or in which the Commission is a party, and
without admitting or denying the findings contained herein,
except as to jurisdiction and the facts set forth in
Paragraphs II.D. through II.E. below, which are admitted,
Cedrone consents to the entry of the findings and remedial
sanctions set forth below.
II.
On the basis of this Order and the Offer submitted by
Cedrone, the Commission makes the following findings[1]:
A. Richard Cedrone ("Cedrone"), at the time of
SNIPPETS:
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