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1
.
SEC ADMINISTRATIVE PROCEEDING
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EXTRACTED KEY WORDS
COMMISSION EXCHANGE LESHEM ACT PROCEEDING RESPONDENT FINDINGS YORK PURSUANT MIRON LESHEM SANCTIONS DEBI VIOLATIONS IMPOSING CEASE-AND-DESIST ORDER MONEY ORDER WASHINGTON ADMINISTRATIVE PROCEEDING SETTLEMENT REMEDIAL SANCTIONS BROKER-DEALER BUSINESS PAY DEBI STOCK HOTEL UNDISCLOSED COMPENSATION PURCHASE SHARES COMMITTING |
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES ACT OF 1933
Release No. 7658 / March 22, 1999
SECURITIES EXCHANGE ACT OF 1934
Release No. 41197 / March 22, 1999
ADMINISTRATIVE PROCEEDING
File No. 3 - 9153
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In the Matter of : ORDER MAKING
: FINDINGS,
Miron Leshem : IMPOSING REMEDIAL
: SANCTIONS
: AND IMPOSING A
Respondent : CEASE-AND-
: DESIST ORDER
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I.
In connection with a public administrative proceeding
instituted against him pursuant to Section 8A of the
Securities Act of 1933 ("Securities Act") and Sections 15(b)
and 21C of the Securities Exchange Act of 1934 ("Exchange
Act"), Miron Leshem ("Leshem") has submitted an Offer of
Settlement ("Offer") to the Securities and Exchange
Commission ("Commission"), which the Commission has
determined to accept. Solely for the purpose of this
proceeding and any other proceeding brought by or on behalf
of the Commission or in which the Commission is a party, and
without admitting or denying the findings contained herein,
except as to jurisdiction which is admitted, Leshem consents
to the entry of the findings and remedial sanctions set
forth below.
II.
On the basis of this Order and the Offer submitted by
Leshem, the Commission makes the following findings[1]:
A. Miron Leshem ("Leshem"), at the time of the
conduct in question was 32 years old, and a resident of
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